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FlexShares Ultra-Short Income Fund

51 hedge funds and large institutions have $104M invested in FlexShares Ultra-Short Income Fund in 2020 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 16 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 5

11% more funds holding

Funds holding: 4651 (+5)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 16

1.82% less ownership

Funds ownership: 74.91%73.09% (-1.8%)

7% less capital invested

Capital invested by funds: $111M → $104M (-$7.52M)

Holders
51
Holders Change
+5
Holders Change %
+10.87%
% of All Funds
0.9%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
12
Increased
16
Reduced
16
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.8M +$3.22M +42,207 +37%
CAN
2
Claraphi Advisory Network
United States
$8.17M +$697K +9,140 +9%
SAM
3
Shone Asset Management
California
$7.46M -$176K -2,306 -2%
LFA
4
Landmark Financial Advisors
Kentucky
$5.77M +$244K +3,198 +4%
CPIG
5
Chicago Partners Investment Group
Illinois
$4.88M -$1.03M -13,511 -17%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$4.85M -$3.08M -40,414 -39%
CL
7
CIM LLC
New York
$4.45M +$182K +2,388 +4%
IFWM
8
Institute for Wealth Management
Colorado
$4.22M +$2.27M +29,823 +117%
NWS
9
Newport Wealth Strategies
California
$4.11M
IPW
10
IronBridge Private Wealth
Texas
$4.05M +$4.06M +53,162 New
Northern Trust
11
Northern Trust
Illinois
$4M -$8.27M -108,466 -4%
Stifel Financial
12
Stifel Financial
Missouri
$3.56M -$3.05K -40 -0.1%
AF
13
Allworth Financial
California
$3.35M +$174K +2,283 +5%
FNWM
14
Financial Network Wealth Management
Utah
$3.28M +$3.28M +43,025 New
UBS Group
15
UBS Group
Switzerland
$3.24M -$2.09M -27,419 -39%
Osaic Holdings
16
Osaic Holdings
Arizona
$2.5M -$91.3K -1,197 -4%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$2.1M +$40.4K +530 +2%
LPL Financial
18
LPL Financial
California
$1.99M -$687 -9 -0%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$1.69M -$90.1K -1,181 -5%
VBFP
20
Valtinson Bruner Financial Planning
Minnesota
$1.67M -$1.14M -14,885 -40%
DP
21
Denver PWM
Colorado
$1.61M +$994K +13,028 +161%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$1.43M -$2.08M -27,247 -59%
BCM
23
Boltwood Capital Management
California
$1.35M +$1.35M +17,750 New
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$1.25M -$319K -4,176 -20%
RMAM
25
Raab & Moskowitz Asset Management
New Jersey
$1.23M +$198K +2,599 +19%

RAVI Hedge Fund Activity: Q4 2020 in Review

51 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in FlexShares Ultra-Short Income Fund (RAVI) for Q4 2020, worth a combined $104M — down 6.8% from $111M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new RAVI positions and 5 closed out — a net gain of 7 holders — while 16 added to existing stakes and 16 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.22M. The largest seller was Northern Trust, cutting an estimated $8.27M.

  • 51 institutional investors held FlexShares Ultra-Short Income Fund (RAVI) as of Q4 2020, up from 46 in Q3 2020.
  • Funds reported $104M of FlexShares Ultra-Short Income Fund stock for Q4 2020, down 6.8% quarter-over-quarter.
  • 12 funds opened new FlexShares Ultra-Short Income Fund positions in Q4 2020 and 5 closed out, a net change of +7 holders.
  • The largest FlexShares Ultra-Short Income Fund buyer in Q4 2020 was Morgan Stanley, an estimated $3.22M added.
  • The largest FlexShares Ultra-Short Income Fund seller in Q4 2020 was Northern Trust, an estimated $8.27M sold.

Based on aggregated 13F filings for Q4 2020.