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FlexShares Ultra-Short Income Fund

51 hedge funds and large institutions have $83.2M invested in FlexShares Ultra-Short Income Fund in 2021 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 24 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 7

0% more funds holding

Funds holding: 5151 (0)

5.88% less ownership

Funds ownership: 73.09%67.21% (-5.9%)

20% less capital invested

Capital invested by funds: $104M → $83.2M (-$20.6M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

42% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 24

Holders
51
Holders Change
Holders Change %
0%
% of All Funds
0.9%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
9
Increased
14
Reduced
24
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.96M -$3.86M -50,576 -33%
CAN
2
Claraphi Advisory Network
United States
$6.55M -$1.61M -21,080 -20%
Jane Street
3
Jane Street
New York
$4.98M +$4.99M +65,411 New
LFA
4
Landmark Financial Advisors
Kentucky
$4.79M -$977K -12,814 -17%
CPIG
5
Chicago Partners Investment Group
Illinois
$4.63M -$239K -3,140 -5%
NWS
6
Newport Wealth Strategies
California
$4.62M +$520K +6,817 +13%
CL
7
CIM LLC
New York
$4.55M +$110K +1,442 +2%
FNWM
8
Financial Network Wealth Management
Utah
$3.87M +$592K +7,764 +18%
Northern Trust
9
Northern Trust
Illinois
$3.86M -$18.8M -246,935 -8%
Osaic Holdings
10
Osaic Holdings
Arizona
$3.58M +$1.09M +14,252 +43%
AF
11
Allworth Financial
California
$3.13M -$221K -2,902 -7%
Stifel Financial
12
Stifel Financial
Missouri
$2.98M -$567K -7,438 -16%
LPL Financial
13
LPL Financial
California
$2.63M +$649K +8,515 +33%
UBS Group
14
UBS Group
Switzerland
$2.6M -$634K -8,309 -20%
IFWM
15
Institute for Wealth Management
Colorado
$1.89M -$2.33M -30,609 -55%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$1.83M -$266K -3,495 -13%
BCM
17
Boltwood Capital Management
California
$1.56M +$210K +2,750 +15%
VBFP
18
Valtinson Bruner Financial Planning
Minnesota
$1.55M -$122K -1,602 -7%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$1.44M +$13.7K +180 +1%
Citadel Advisors
20
Citadel Advisors
Florida
$1.37M +$1.1M +14,384 +402%
RMAM
21
Raab & Moskowitz Asset Management
New Jersey
$1.13M -$97.2K -1,275 -8%
FTUS
22
Flow Traders U.S.
New York
$1.06M +$825K +10,826 +354%
SWM
23
Spire Wealth Management
Virginia
$944K +$945K +12,390 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$863K -$3.98M -52,231 -82%
SF
25
Synovus Financial
Georgia
$788K +$464K +6,081 +142%

RAVI Hedge Fund Activity: Q1 2021 in Review

51 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in FlexShares Ultra-Short Income Fund (RAVI) for Q1 2021, worth a combined $83.2M — down 20% from $104M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new RAVI positions and 7 closed out — a net gain of 2 holders — while 14 added to existing stakes and 24 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $4.99M. The largest seller was Northern Trust, cutting an estimated $18.8M.

  • 51 institutional investors held FlexShares Ultra-Short Income Fund (RAVI) as of Q1 2021, unchanged from Q4 2020.
  • Funds reported $83.2M of FlexShares Ultra-Short Income Fund stock for Q1 2021, down 20% quarter-over-quarter.
  • 9 funds opened new FlexShares Ultra-Short Income Fund positions in Q1 2021 and 7 closed out, a net change of +2 holders.
  • The largest FlexShares Ultra-Short Income Fund buyer in Q1 2021 was Jane Street, an estimated $4.99M added.
  • The largest FlexShares Ultra-Short Income Fund seller in Q1 2021 was Northern Trust, an estimated $18.8M sold.

Based on aggregated 13F filings for Q1 2021.