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FlexShares Ultra-Short Income Fund

39 hedge funds and large institutions have $42.3M invested in FlexShares Ultra-Short Income Fund in 2019 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 18 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

260% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 5

233% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 3

41% more capital invested

Capital invested by funds: $29.9M → $42.3M (+$12.4M)

22% more funds holding

Funds holding: 3239 (+7)

1.88% less ownership

Funds ownership: 69.74%67.86% (-1.9%)

Holders
39
Holders Change
+7
Holders Change %
+21.88%
% of All Funds
0.86%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
18
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
1
Jane Street
New York
$3.75M -$1.1M -14,467 -23%
VBFP
2
Valtinson Bruner Financial Planning
Minnesota
$3.48M +$3.48M +45,896 New
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.05M +$1.19M +15,671 +64%
Baird Financial Group
4
Baird Financial Group
Wisconsin
$2.21M +$760K +10,034 +52%
CAN
5
Cetera Advisor Networks
California
$2.15M +$223K +2,942 +12%
Citadel Advisors
6
Citadel Advisors
Florida
$2.14M +$2.13M +28,164 New
Morgan Stanley
7
Morgan Stanley
New York
$2.07M -$1.31M -17,309 -39%
Northern Trust
8
Northern Trust
Illinois
$2.05M +$2.02M +26,655 +1%
CAN
9
Claraphi Advisory Network
United States
$1.89M +$589K +7,780 +45%
Bank of America
10
Bank of America
North Carolina
$1.76M +$1.73M +22,784 +5,041%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$1.76M +$30.8K +407 +2%
FF
12
Fluent Financial
Texas
$1.6M +$305K +4,028 +24%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$1.59M +$340K +4,491 +27%
FHC
14
First Heartland Consultants
Missouri
$1.33M +$35.5K +469 +3%
NWS
15
Newport Wealth Strategies
California
$1.24M -$22.7K -300 -2%
SAM
16
SignalPoint Asset Management
Missouri
$1.12M +$5.15K +68 +0.5%
IA
17
IFP Advisors
Florida
$1.07M +$1.07M +14,093 New
CA
18
Calton & Associates
Florida
$862K +$174K +2,302 +25%
Stifel Financial
19
Stifel Financial
Missouri
$744K +$744K +9,815 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$640K +$71.2K +940 +13%
RMAM
21
Raab & Moskowitz Asset Management
New Jersey
$640K +$640K +8,444 New
IFA
22
Interactive Financial Advisors
Illinois
$594K +$3.18K +42 +0.5%
UBS Group
23
UBS Group
Switzerland
$592K -$231K -3,052 -28%
BTS
24
BB&T Securities
Virginia
$573K +$573K +7,559 New
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$484K +$148K +1,951 +44%

RAVI Hedge Fund Activity: Q3 2019 in Review

39 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in FlexShares Ultra-Short Income Fund (RAVI) for Q3 2019, worth a combined $42.3M — up 41% from $29.9M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new RAVI positions and 3 closed out — a net gain of 7 holders — while 18 added to existing stakes and 5 trimmed.

The largest buyer was Valtinson Bruner Financial Planning, opening a new position worth an estimated $3.48M. The largest seller was Morgan Stanley, cutting an estimated $1.31M.

  • 39 institutional investors held FlexShares Ultra-Short Income Fund (RAVI) as of Q3 2019, up from 32 in Q2 2019.
  • Funds reported $42.3M of FlexShares Ultra-Short Income Fund stock for Q3 2019, up 41% quarter-over-quarter.
  • 10 funds opened new FlexShares Ultra-Short Income Fund positions in Q3 2019 and 3 closed out, a net change of +7 holders.
  • The largest FlexShares Ultra-Short Income Fund buyer in Q3 2019 was Valtinson Bruner Financial Planning, an estimated $3.48M added.
  • The largest FlexShares Ultra-Short Income Fund seller in Q3 2019 was Morgan Stanley, an estimated $1.31M sold.

Based on aggregated 13F filings for Q3 2019.