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FlexShares Ultra-Short Income Fund

20 hedge funds and large institutions have $14M invested in FlexShares Ultra-Short Income Fund in 2017 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more capital invested

Capital invested by funds: $8.4M → $14M (+$5.61M)

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

21.94% more ownership

Funds ownership: 52.17%74.12% (+22%)

11% more funds holding

Funds holding: 1820 (+2)

Holders
20
Holders Change
+2
Holders Change %
+11.11%
% of All Funds
0.45%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
8
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CB
1
CNB Bank
Pennsylvania
$2.77M +$2.77M +36,661 New
Jane Street
2
Jane Street
New York
$2.21M +$616K +8,162 +39%
Morgan Stanley
3
Morgan Stanley
New York
$1.41M +$749K +9,922 +113%
Northern Trust
4
Northern Trust
Illinois
$1.02M +$10.7M +141,399 +14%
CAN
5
Claraphi Advisory Network
United States
$791K +$791K +10,483 New
IFA
6
Interactive Financial Advisors
Illinois
$752K -$57.7K -764 -7%
LNB
7
Ledyard National Bank
$670K +$262K +3,467 +64%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$639K -$129K -1,709 -17%
AFP
9
Ausdal Financial Partners
Iowa
$612K +$612K +8,107 New
FHC
10
First Heartland Consultants
Missouri
$543K +$42.7K +566 +9%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$483K +$215K +2,852 +80%
SAM
12
SignalPoint Asset Management
Missouri
$333K +$10K +133 +3%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$321K -$7.55K -100 -2%
CA
14
Calton & Associates
Florida
$298K +$298K +3,953 New
PAG
15
Private Advisor Group
New Jersey
$290K -$75.5K -1,000 -21%
NWS
16
Newport Wealth Strategies
California
$287K +$287K +3,800 New
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$242K +$74.3K +984 +44%
UBS Group
18
UBS Group
Switzerland
$179K -$86.5K -1,146 -33%
Bank of Montreal
19
Bank of Montreal
Ontario, Canada
$91K
Bank of America
20
Bank of America
North Carolina
$64K -$16K -212 -20%
Citadel Advisors
21
Citadel Advisors
Florida
-$790K -10,465 Closed
SB
22
Simmons Bank
Arkansas
-$200K -2,650 Closed
Citigroup
23
Citigroup
New York
-$3K -44 Closed

RAVI Hedge Fund Activity: Q4 2017 in Review

20 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in FlexShares Ultra-Short Income Fund (RAVI) for Q4 2017, worth a combined $14M — up 67% from $8.4M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new RAVI positions and 3 closed out — a net gain of 2 holders — while 8 added to existing stakes and 6 trimmed.

The largest buyer was Northern Trust, adding an estimated $10.7M. The largest seller was Citadel Advisors, exiting entirely with an estimated $790K sold.

  • 20 institutional investors held FlexShares Ultra-Short Income Fund (RAVI) as of Q4 2017, up from 18 in Q3 2017.
  • Funds reported $14M of FlexShares Ultra-Short Income Fund stock for Q4 2017, up 67% quarter-over-quarter.
  • 5 funds opened new FlexShares Ultra-Short Income Fund positions in Q4 2017 and 3 closed out, a net change of +2 holders.
  • The largest FlexShares Ultra-Short Income Fund buyer in Q4 2017 was Northern Trust, an estimated $10.7M added.
  • The largest FlexShares Ultra-Short Income Fund seller in Q4 2017 was Citadel Advisors, an estimated $790K sold.

Based on aggregated 13F filings for Q4 2017.