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FlexShares Ultra-Short Income Fund

53 hedge funds and large institutions have $78.4M invested in FlexShares Ultra-Short Income Fund in 2021 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 29 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

4% more funds holding

Funds holding: 5153 (+2)

3.92% more ownership

Funds ownership: 70.1%74.02% (+3.9%)

14% less capital invested

Capital invested by funds: $90.9M → $78.4M (-$12.5M)

55% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 29

Holders
53
Holders Change
+2
Holders Change %
+3.92%
% of All Funds
0.82%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
13
Reduced
29
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AF
1
Allworth Financial
California
$10.7M -$34.5K -454 -0.3%
Morgan Stanley
2
Morgan Stanley
New York
$8.07M -$1.02M -13,501 -11%
CL
3
CIM LLC
New York
$4.84M -$2.73K -36 -0.1%
FNWM
4
Financial Network Wealth Management
Utah
$4.56M +$204K +2,683 +5%
CPIG
5
Chicago Partners Investment Group
Illinois
$4.5M -$3.72K -49 -0.1%
Stifel Financial
6
Stifel Financial
Missouri
$4.48M +$500K +6,585 +12%
LFA
7
Landmark Financial Advisors
Kentucky
$4.42M -$333K -4,384 -7%
BCM
8
Boltwood Capital Management
California
$3.12M -$140K -1,850 -4%
Jane Street
9
Jane Street
New York
$2.97M -$987K -13,006 -25%
LPL Financial
10
LPL Financial
California
$2.52M -$156K -2,053 -6%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$2.48M -$1.02M -13,418 -29%
Northern Trust
12
Northern Trust
Illinois
$2.42M +$56.4M +743,074 +32%
Osaic Holdings
13
Osaic Holdings
Arizona
$2.03M -$2.26M -29,805 -53%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$1.93M +$307K +4,050 +19%
CAN
15
Claraphi Advisory Network
United States
$1.85M +$66.6K +877 +4%
VBFP
16
Valtinson Bruner Financial Planning
Minnesota
$1.64M -$156K -2,057 -9%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$1.57M +$197K +2,601 +14%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$1.55M -$151K -1,990 -9%
UBS Group
19
UBS Group
Switzerland
$1.53M -$491K -6,464 -24%
RMAM
20
Raab & Moskowitz Asset Management
New Jersey
$1M -$28.8K -380 -3%
SSWM
21
Sheets Smith Wealth Management
North Carolina
$835K +$232K +3,057 +38%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$738K -$210K -2,772 -22%
SF
23
Synovus Financial
Georgia
$655K -$238K -3,135 -27%
HighTower Advisors
24
HighTower Advisors
Illinois
$621K +$70.8K +933 +13%
BRWM
25
B. Riley Wealth Management
Tennessee
$607K -$35.5K -468 -6%

RAVI Hedge Fund Activity: Q4 2021 in Review

53 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in FlexShares Ultra-Short Income Fund (RAVI) for Q4 2021, worth a combined $78.4M — down 14% from $90.9M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new RAVI positions and 3 closed out — a net gain of 3 holders — while 13 added to existing stakes and 29 trimmed.

The largest buyer was Northern Trust, adding an estimated $56.4M. The largest seller was Citadel Advisors, cutting an estimated $2.86M.

  • 53 institutional investors held FlexShares Ultra-Short Income Fund (RAVI) as of Q4 2021, up from 51 in Q3 2021.
  • Funds reported $78.4M of FlexShares Ultra-Short Income Fund stock for Q4 2021, down 14% quarter-over-quarter.
  • 6 funds opened new FlexShares Ultra-Short Income Fund positions in Q4 2021 and 3 closed out, a net change of +3 holders.
  • The largest FlexShares Ultra-Short Income Fund buyer in Q4 2021 was Northern Trust, an estimated $56.4M added.
  • The largest FlexShares Ultra-Short Income Fund seller in Q4 2021 was Citadel Advisors, an estimated $2.86M sold.

Based on aggregated 13F filings for Q4 2021.