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FlexShares Ultra-Short Income Fund

34 hedge funds and large institutions have $33.4M invested in FlexShares Ultra-Short Income Fund in 2019 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

11% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 9

10% more funds holding

Funds holding: 3134 (+3)

5% less capital invested

Capital invested by funds: $35.2M → $33.4M (-$1.85M)

5.46% less ownership

Funds ownership: 77.76%72.3% (-5.5%)

Holders
34
Holders Change
+3
Holders Change %
+9.68%
% of All Funds
0.74%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
10
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
1
Jane Street
New York
$8.28M -$4.3M -57,095 -34%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$3.6M +$837K +11,103 +30%
Morgan Stanley
3
Morgan Stanley
New York
$3.51M +$165K +2,189 +5%
Northern Trust
4
Northern Trust
Illinois
$1.98M -$10M -132,934 -6%
SAM
5
SignalPoint Asset Management
Missouri
$1.38M +$1.07M +14,170 +343%
CAN
6
Cetera Advisor Networks
California
$1.35M +$688K +9,129 +105%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$1.29M +$1.28M +17,030 New
FF
8
Fluent Financial
Texas
$1.21M +$1.21M +16,061 New
UBS Group
9
UBS Group
Switzerland
$1.17M -$530K -7,040 -31%
NWS
10
Newport Wealth Strategies
California
$1.13M -$123K -1,630 -10%
FHC
11
First Heartland Consultants
Missouri
$1.11M +$111K +1,477 +11%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$1.09M +$873K +11,586 +415%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$875K +$491K +6,510 +128%
CAN
14
Claraphi Advisory Network
United States
$715K -$70.1K -930 -9%
CA
15
Calton & Associates
Florida
$688K +$46.2K +613 +7%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$663K +$18.1K +240 +3%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$639K +$160K +2,122 +33%
IFA
18
Interactive Financial Advisors
Illinois
$589K -$4.07K -54 -0.7%
TI
19
Tidal Investments
Wisconsin
$490K +$489K +6,488 New
CWM
20
Cedar Wealth Management
California
$336K
PAMG
21
Patton Albertson Miller Group
Tennessee
$276K
SPC
22
Sigma Planning Corp
Michigan
$232K +$231K +3,070 New
CB
23
CNB Bank
Pennsylvania
$223K -$15.9K -211 -7%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$151K -$22.6K -300 -13%
LFG
25
LifePlan Financial Group
Ohio
$142K

RAVI Hedge Fund Activity: Q1 2019 in Review

34 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in FlexShares Ultra-Short Income Fund (RAVI) for Q1 2019, worth a combined $33.4M — down 5.3% from $35.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new RAVI positions and 4 closed out — a net gain of 3 holders — while 10 added to existing stakes and 9 trimmed.

The largest buyer was Baird Financial Group, opening a new position worth an estimated $1.28M. The largest seller was Northern Trust, cutting an estimated $10M.

  • 34 institutional investors held FlexShares Ultra-Short Income Fund (RAVI) as of Q1 2019, up from 31 in Q4 2018.
  • Funds reported $33.4M of FlexShares Ultra-Short Income Fund stock for Q1 2019, down 5.3% quarter-over-quarter.
  • 7 funds opened new FlexShares Ultra-Short Income Fund positions in Q1 2019 and 4 closed out, a net change of +3 holders.
  • The largest FlexShares Ultra-Short Income Fund buyer in Q1 2019 was Baird Financial Group, an estimated $1.28M added.
  • The largest FlexShares Ultra-Short Income Fund seller in Q1 2019 was Northern Trust, an estimated $10M sold.

Based on aggregated 13F filings for Q1 2019.