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First Allied Advisory Services Portfolio holdings
AUM
$2.98B
Turnover
16.84%
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow % of AUM
Cap. Flow %
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Avg Time Held
Equity + Options
3.5
years
Top 10 Avg Time Held
Equity + Options
2.5
years
Top 20 Avg Time Held
Equity + Options
2.3
years
Avg Time Held Equity only
3.5
years
Top 10 Avg Time Held Equity only
2.5
years
Top 20 Avg Time Held Equity only
2.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.35% |
| 2 | Technology | 12.4% |
| 3 | Healthcare | 5.24% |
| 4 | Consumer Discretionary | 5.17% |
| 5 | Financials | 4.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
151
Vanguard S&P 500 ETF
VOO
$1.03T
| $4.41M | 0.15% |
14,348
-1,820
| -11% | -$554K |
2013 Q4
27 quarters
|
|
152
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.5B
| $4.38M | 0.15% |
12,915
-392
| -3% | -$134K |
2013 Q2
29 quarters
|
|
153
iShares Short-Term National Muni Bond ETF
SUB
$12.8B
| $4.36M | 0.15% |
40,318
-239
| -0.6% | -$25.8K |
2017 Q2
13 quarters
|
|
154
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.31B
| $4.35M | 0.15% |
126,156
+61,194
| +94% | +$2.1M |
2020 Q1
2 quarters
|
|
155
iShares Russell 1000 ETF
IWB
$48.4B
| $4.33M | 0.15% |
23,156
-1,113
| -5% | -$206K |
2013 Q2
29 quarters
|
|
156
Northern Trust International Quality Dividend ETF
IQDF
$1.11B
| $4.32M | 0.15% |
+208,903
| New | +$4.4M |
2020 Q3
0 quarters
|
|
157
Goldman Sachs
GS
$255B
| $4.31M | 0.14% |
21,427
+161
| +0.8% | +$32.8K |
2013 Q2
29 quarters
|
|
158
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.1B
| $4.28M | 0.14% |
40,701
-5,588
| -12% | -$582K |
2014 Q2
25 quarters
|
|
159
Vanguard High Dividend Yield ETF
VYM
$82.2B
| $4.24M | 0.14% |
52,446
-4,001
| -7% | -$328K |
2013 Q2
29 quarters
|
|
160
Schwab US Large- Cap ETF
SCHX
$73.6B
| $4.22M | 0.14% |
313,770
-72,888
| -19% | -$968K |
2018 Q2
9 quarters
|
|
161
Realty Income
O
$53.8B
| $4.2M | 0.14% |
71,276
-2,331
| -3% | -$138K |
2013 Q2
29 quarters
|
|
162
RTX Corp
RTX
$258B
| $4.18M | 0.14% |
+72,709
| New | +$4.43M |
2020 Q3
0 quarters
|
|
163
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$51.2B
| $4.17M | 0.14% |
45,523
-24,209
| -35% | -$2.22M |
2017 Q4
11 quarters
|
|
164
iShares Short Maturity Bond ETF
NEAR
$5.1B
| $4.16M | 0.14% |
83,002
+3,610
| +5% | +$181K |
2015 Q3
20 quarters
|
|
165
iShares MSCI USA Momentum Factor ETF
MTUM
$18.3B
| $4.13M | 0.14% |
28,042
+15,664
| +127% | +$2.24M |
2015 Q4
19 quarters
|
|
166
iShares MSCI ACWI ETF
ACWI
$32.4B
| $4.13M | 0.14% |
51,661
-9,792
| -16% | -$775K |
2020 Q2
1 quarter
|
|
167
Vanguard Utilities ETF
VPU
$8.27B
| $4.11M | 0.14% |
31,831
-202
| -0.6% | -$26.1K |
2013 Q2
29 quarters
|
|
168
iShares TIPS Bond ETF
TIP
$14.6B
| $4.07M | 0.14% |
32,138
+3,174
| +11% | +$399K |
2013 Q2
29 quarters
|
|
|
FSKR
169
DELISTED
FS KKR Capital Corp. II
FSKR
| $4.01M | 0.13% |
272,421
+62,521
| +30% | +$894K |
2020 Q2
1 quarter
|
|
170
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.6B
| $3.99M | 0.13% |
79,538
-17,345
| -18% | -$850K |
2019 Q1
6 quarters
|
|
171
FS KKR Capital
FSK
$2.88B
| $3.96M | 0.13% |
249,603
-34,240
| -12% | -$534K |
2014 Q2
25 quarters
|
|
172
Schwab International Small-Cap Equity ETF
SCHC
$5.43B
| $3.94M | 0.13% |
121,235
-21,364
| -15% | -$683K |
2018 Q4
7 quarters
|
|
173
iShares MBS ETF
MBB
$35.8B
| $3.94M | 0.13% |
35,704
-4,430
| -11% | -$490K |
2013 Q2
29 quarters
|
|
174
Blackrock
BLK
$173B
| $3.93M | 0.13% |
6,968
+4
| +0.1% | +$2.28K |
2013 Q2
29 quarters
|
|
175
iShares Russell Top 200 Growth ETF
IWY
$15.8B
| $3.9M | 0.13% |
32,153
-4,485
| -12% | -$528K |
2019 Q2
5 quarters
|
|
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First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.