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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
Cap. Flow
+$84.8M
Cap. Flow %
2.85%
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$51.6M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$20.3M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$12.6M
4
TGT icon
Target
TGT
+$8.19M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.58M

Top Sells

Rank Stock Value
1
BTAL icon
AGF US Market Neutral Anti-Beta Fund
BTAL
+$8.34M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$8.03M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.77M
5
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$6.76M

Sector Composition

Rank Sector Weight
1 Technology 12.39%
2 Healthcare 5.2%
3 Consumer Discretionary 5.17%
4 Financials 4.61%
5 Communication Services 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
151
Vanguard S&P 500 ETF
VOO
$979B
$4.41M 0.15%
14,348
-1,820
-11% -$554K
MDY icon
152
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$4.38M 0.15%
12,915
-392
-3% -$134K
SUB icon
153
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$4.36M 0.15%
40,318
-239
-0.6% -$25.8K
ASHR icon
154
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.37B
$4.35M 0.15%
126,156
+61,194
+94% +$2.1M
IWB icon
155
iShares Russell 1000 ETF
IWB
$48.3B
$4.33M 0.15%
23,156
-1,113
-5% -$206K
IQDF icon
156
FlexShares International Quality Dividend Index Fund
IQDF
$1.15B
$4.32M 0.15%
+208,903
New +$4.4M
GS icon
157
Goldman Sachs
GS
$324B
$4.31M 0.14%
21,427
+161
+0.8% +$32.8K
VSS icon
158
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.4B
$4.29M 0.14%
40,701
-5,588
-12% -$582K
VYM icon
159
Vanguard High Dividend Yield ETF
VYM
$80.8B
$4.24M 0.14%
52,446
-4,001
-7% -$328K
SCHX icon
160
Schwab US Large- Cap ETF
SCHX
$71.7B
$4.22M 0.14%
313,770
-72,888
-19% -$968K
O icon
161
Realty Income
O
$60.6B
$4.2M 0.14%
71,276
-2,331
-3% -$138K
RTX icon
162
RTX Corp
RTX
$262B
$4.18M 0.14%
+72,709
New +$4.43M
BIL icon
163
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$4.17M 0.14%
45,523
-24,209
-35% -$2.22M
NEAR icon
164
iShares Short Maturity Bond ETF
NEAR
$4.8B
$4.16M 0.14%
83,002
+3,610
+5% +$181K
MTUM icon
165
iShares MSCI USA Momentum Factor ETF
MTUM
$26.2B
$4.13M 0.14%
28,042
+15,664
+127% +$2.24M
ACWI icon
166
iShares MSCI ACWI ETF
ACWI
$33B
$4.13M 0.14%
51,661
-9,792
-16% -$775K
VPU
167
Vanguard Utilities ETF
VPU
$8.78B
$4.11M 0.14%
31,831
-202
-0.6% -$26.1K
TIP icon
168
iShares TIPS Bond ETF
TIP
$14.5B
$4.07M 0.14%
32,138
+3,174
+11% +$399K
FSKR
169
DELISTED
FS KKR Capital Corp. II
FSKR
$4.01M 0.13%
272,421
+62,521
+30% +$894K
SPYG icon
170
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.9B
$3.99M 0.13%
79,538
-17,345
-18% -$850K
FSK icon
171
FS KKR Capital
FSK
$3.04B
$3.96M 0.13%
249,603
-34,240
-12% -$534K
SCHC icon
172
Schwab International Small-Cap Equity ETF
SCHC
$5.39B
$3.94M 0.13%
121,235
-21,364
-15% -$683K
MBB icon
173
iShares MBS ETF
MBB
$39B
$3.94M 0.13%
35,704
-4,430
-11% -$490K
BLK icon
174
Blackrock
BLK
$164B
$3.93M 0.13%
6,968
+4
+0.1% +$2.28K
IWY icon
175
iShares Russell Top 200 Growth ETF
IWY
$16.5B
$3.9M 0.13%
32,153
-4,485
-12% -$528K
5 6
7
8 9

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WAM
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FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
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CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q3 2020 Portfolio in Review

As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
  • First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
  • First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
  • First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
  • First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
  • First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
  • First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.