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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow
% of AUM
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.39% |
| 2 | Healthcare | 5.2% |
| 3 | Consumer Discretionary | 5.17% |
| 4 | Financials | 4.61% |
| 5 | Communication Services | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Automatic Data Processing
ADP
$97.2B
| $3.89M | 0.13% |
27,867
-920
| -3% | -$129K |
|
177
iShares MSCI USA Value Factor ETF
VLUE
$9.44B
| $3.74M | 0.13% |
50,747
+4,197
| +9% | +$312K |
|
178
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.5B
| $3.74M | 0.13% |
86,180
-10,680
| -11% | -$455K |
|
179
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.17B
| $3.66M | 0.12% |
119,586
-9,757
| -8% | -$300K |
|
180
Stryker
SYK
$119B
| $3.59M | 0.12% |
17,233
+705
| +4% | +$137K |
|
181
Vanguard Consumer Discretionary ETF
VCR
$6.07B
| $3.52M | 0.12% |
15,013
-357
| -2% | -$81K |
|
182
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.77B
| $3.48M | 0.12% |
112,959
-17,826
| -14% | -$557K |
|
183
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.75B
| $3.47M | 0.12% |
65,413
+2,271
| +4% | +$123K |
|
184
Schwab US TIPS ETF
SCHP
$16.4B
| $3.44M | 0.12% |
111,736
+17,852
| +19% | +$547K |
|
185
TSMC
TSM
$2.18T
| $3.44M | 0.12% |
42,456
-3,011
| -7% | -$229K |
|
186
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.32B
| $3.43M | 0.12% |
40,845
-16,697
| -29% | -$1.37M |
|
187
Advanced Micro Devices
AMD
$901B
| $3.42M | 0.12% |
41,741
-28,605
| -41% | -$2.12M |
|
188
Duke Energy
DUK
$99.7B
| $3.37M | 0.11% |
38,016
-3,822
| -9% | -$315K |
|
189
Oracle
ORCL
$362B
| $3.32M | 0.11% |
55,571
+1,136
| +2% | +$64.5K |
|
190
Kimberly-Clark
KMB
$36.1B
| $3.32M | 0.11% |
22,466
+6,852
| +44% | +$1.03M |
|
191
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.49B
| $3.29M | 0.11% |
59,649
-746
| -1% | -$41.2K |
|
192
State Street Health Care Select Sector SPDR ETF
XLV
$41.3B
| $3.29M | 0.11% |
31,150
+38
| +0.1% | +$4K |
|
193
Kroger
KR
$35.3B
| $3.28M | 0.11% |
96,840
-164
| -0.2% | -$5.66K |
|
194
US Bancorp
USB
$100B
| $3.28M | 0.11% |
91,561
+1,542
| +2% | +$56.4K |
|
195
State Street SPDR S&P Dividend ETF
SDY
$21.7B
| $3.28M | 0.11% |
35,489
+1,138
| +3% | +$107K |
|
196
Blackstone
BX
$150B
| $3.28M | 0.11% |
62,759
-3,529
| -5% | -$189K |
|
197
Zoom
ZM
$25.2B
| $3.27M | 0.11% |
6,963
+2,566
| +58% | +$821K |
|
198
iShares Select Dividend ETF
DVY
$23.8B
| $3.26M | 0.11% |
39,951
-55,170
| -58% | -$4.6M |
|
199
Cintas
CTAS
$80.6B
| $3.25M | 0.11% |
39,048
-144
| -0.4% | -$11.1K |
|
200
Vanguard Small-Cap ETF
VB
$79.7B
| $3.22M | 0.11% |
20,959
-921
| -4% | -$141K |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.