First Allied Advisory Services’s First Trust Large Cap Growth AlphaDEX Fund FTC Stock Holding History

First Allied Advisory Services’s Portfolio FTC Stock Details FTC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$3.43M	Sell	40,845 -16,697	-29%	-$1.37M	0.12%	186
2020 Q2	$4.41M	Sell	57,542 -1,630	-3%	-$114K	0.16%	140
2020 Q1	$3.54M	Sell	59,172 -51,131	-46%	-$3.6M	0.15%	148
2019 Q4	$8.05M	Sell	110,303 -5,286	-5%	-$374K	0.27%	84
2019 Q3	$8.08M	Buy	115,589 +33,090	+40%	+$2.35M	0.29%	78
2019 Q2	$5.8M	Buy	82,499 +2,249	+3%	+$153K	0.2%	121
2019 Q1	$5.37M	Sell	80,250 -61,464	-43%	-$3.9M	0.18%	140
2018 Q4	$8.12M	Sell	141,714 -24,015	-14%	-$1.49M	0.32%	66
2018 Q3	$11.7M	Buy	165,729 +6,259	+4%	+$430K	0.4%	44
2018 Q2	$10.5M	Buy	159,470 +29,014	+22%	+$1.91M	0.4%	47
2018 Q1	$8.31M	Buy	130,456 +17,880	+16%	+$1.15M	0.32%	65
2017 Q4	$6.9M	Buy	112,576 +19,269	+21%	+$1.15M	0.27%	91
2017 Q3	$5.36M	Buy	93,307 +18,372	+25%	+$1.03M	0.23%	110
2017 Q2	$4.11M	Buy	74,935 +33,845	+82%	+$1.82M	0.18%	144
2017 Q1	$2.16M	Sell	41,090 -9,614	-19%	-$496K	0.11%	205
2016 Q4	$2.49M	Buy	50,704 +2,648	+6%	+$130K	0.13%	185
2016 Q3	$2.43M	Buy	48,056 +5,030	+12%	+$256K	0.13%	185
2016 Q2	$2.14M	Buy	43,026 +3,140	+8%	+$153K	0.12%	195
2016 Q1	$1.93M	Sell	39,886 -9,752	-20%	-$447K	0.11%	203
2015 Q4	$2.39M	Buy	49,638 +9,866	+25%	+$476K	0.12%	185
2015 Q3	$1.81M	Sell	39,772 -6,161	-13%	-$298K	0.1%	237
2015 Q2	$2.23M	Sell	45,933 -10,141	-18%	-$495K	0.1%	235
2015 Q1	$2.73M	Buy	56,074 +13,160	+31%	+$624K	0.18%	139
2014 Q4	$2M	Buy	42,914 +1,495	+4%	+$67K	0.15%	175
2014 Q3	$1.81M	Buy	41,419 +34,196	+473%	+$1.5M	0.14%	176
2014 Q2	$316K	Buy	+7,223	New	+$304K	0.02%	697

Other funds holding FTC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

First Allied Advisory Services's FTC Position: Q3 2020 in Review

First Allied Advisory Services reduced its First Trust Large Cap Growth AlphaDEX Fund (FTC) stake by 29% in Q3 2020, selling an estimated $1.37M and leaving 40,845 shares worth $3.43M. The position accounts for 0.12% of the portfolio, ranked #186.

First Allied Advisory Services first reported a position in FTC in Q2 2014 and has held it in 26 quarters since. The position peaked at $11.7M in Q3 2018. 131 funds tracked by Wall St. Rank hold FTC as of Q3 2020.

First Allied Advisory Services held 40,845 shares of First Trust Large Cap Growth AlphaDEX Fund worth $3.43M as of Q3 2020.
First Allied Advisory Services sold 16,697 First Trust Large Cap Growth AlphaDEX Fund shares in Q3 2020, an estimated $1.37M.
First Trust Large Cap Growth AlphaDEX Fund made up 0.12% of First Allied Advisory Services's portfolio in Q3 2020, its #186 holding.
First Allied Advisory Services first reported a position in First Trust Large Cap Growth AlphaDEX Fund in Q2 2014 and has held it in 26 quarters since.
First Allied Advisory Services's First Trust Large Cap Growth AlphaDEX Fund position peaked at $11.7M in Q3 2018.
131 funds tracked by Wall St. Rank held First Trust Large Cap Growth AlphaDEX Fund as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.