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First Trust Large Cap Growth AlphaDEX Fund

94 hedge funds and large institutions have $451M invested in First Trust Large Cap Growth AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 38 increasing their positions, 29 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 5

31% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 29

11% more funds holding

Funds holding: 8594 (+9)

6% more capital invested

Capital invested by funds: $423M → $451M (+$27.2M)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

1.06% less ownership

Funds ownership: 59.98%58.92% (-1.1%)

Holders
94
Holders Change
+9
Holders Change %
+10.59%
% of All Funds
2.15%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
15
Increased
38
Reduced
29
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$105M +$4.07M +63,153 +4%
Wells Fargo
2
Wells Fargo
California
$63.8M -$3.94M -61,160 -6%
UBS Group
3
UBS Group
Switzerland
$42.8M -$4.82M -74,722 -10%
Bank of America
4
Bank of America
North Carolina
$27.6M -$1.62M -25,209 -6%
LPL Financial
5
LPL Financial
California
$26.1M -$316K -4,903 -1%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$23.3M +$103K +1,595 +0.4%
CCA
7
Clearwater Capital Advisors
Illinois
$17.3M -$1.19M -18,474 -6%
RJA
8
Raymond James & Associates
Florida
$13M +$6.25M +96,897 +91%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$9.97M -$290K -4,504 -3%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$9.27M +$4.1M +63,661 +78%
FAAS
11
First Allied Advisory Services
California
$8.31M +$1.15M +17,880 +16%
Goldman Sachs
12
Goldman Sachs
New York
$6.79M +$4.64M +71,920 +208%
PI
13
PFS Investments
Georgia
$5.97M +$2.31M +35,873 +62%
Stifel Financial
14
Stifel Financial
Missouri
$4.49M +$388K +6,020 +9%
DADC
15
D.A. Davidson & Co
Montana
$4.34M +$660K +10,245 +18%
IWM
16
IHT Wealth Management
Illinois
$4.27M -$239K -3,702 -5%
HFS
17
HL Financial Services
Kentucky
$4.26M -$53.7K -833 -1%
WI
18
Wintrust Investments
Illinois
$4.21M +$27.3K +424 +0.6%
RWMH
19
Riverpoint Wealth Management Holdings
Illinois
$4.16M +$92.6K +1,437 +2%
MML Investors Services
20
MML Investors Services
Massachusetts
$3.99M +$373K +5,785 +10%
IA
21
IFP Advisors
Florida
$3.56M
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$3.19M +$481K +7,455 +18%
First Trust Advisors
23
First Trust Advisors
Illinois
$3.08M +$23.3K +362 +0.8%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$3.02M +$1.5M +23,227 +95%
CWM
25
Cornerstone Wealth Management
Missouri
$2.92M +$1.63M +25,294 +116%

FTC Hedge Fund Activity: Q1 2018 in Review

94 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q1 2018, worth a combined $451M — up 6.4% from $423M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FTC positions and 5 closed out — a net gain of 10 holders — while 38 added to existing stakes and 29 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $6.25M. The largest seller was UBS Group, cutting an estimated $4.82M.

  • 94 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q1 2018, up from 85 in Q4 2017.
  • Funds reported $451M of First Trust Large Cap Growth AlphaDEX Fund stock for Q1 2018, up 6.4% quarter-over-quarter.
  • 15 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q1 2018 and 5 closed out, a net change of +10 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q1 2018 was Raymond James & Associates, an estimated $6.25M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q1 2018 was UBS Group, an estimated $4.82M sold.

Based on aggregated 13F filings for Q1 2018.