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First Trust Large Cap Growth AlphaDEX Fund

85 hedge funds and large institutions have $423M invested in First Trust Large Cap Growth AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 33 increasing their positions, 25 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 8

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

32% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 25

15% more funds holding

Funds holding: 7485 (+11)

3% more capital invested

Capital invested by funds: $409M → $423M (+$14M)

1.12% less ownership

Funds ownership: 61.1%59.98% (-1.1%)

Holders
85
Holders Change
+11
Holders Change %
+14.86%
% of All Funds
1.93%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.09%
New
19
Increased
33
Reduced
25
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$96.7M -$3.72M -62,135 -4%
Wells Fargo
2
Wells Fargo
California
$65M +$1.06M +17,643 +2%
UBS Group
3
UBS Group
Switzerland
$45.6M -$452K -7,546 -1%
Bank of America
4
Bank of America
North Carolina
$28M +$984K +16,424 +4%
LPL Financial
5
LPL Financial
California
$25.4M +$104K +1,735 +0.4%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$22.3M +$779K +12,998 +4%
CCA
7
Clearwater Capital Advisors
Illinois
$17.7M -$144K -2,410 -0.8%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$9.84M +$1.32M +22,066 +16%
FAAS
9
First Allied Advisory Services
California
$6.9M +$1.15M +19,269 +21%
RJA
10
Raymond James & Associates
Florida
$6.52M +$192K +3,209 +3%
HI
11
Horizon Investments
North Carolina
$5.62M +$6.3M +105,083 New
BFEC
12
Benjamin F. Edwards & Company
Missouri
$4.99M +$4.89M +81,582 New
IWM
13
IHT Wealth Management
Illinois
$4.6M -$177K -2,946 -4%
HFS
14
HL Financial Services
Kentucky
$4.14M -$162K -2,695 -4%
WI
15
Wintrust Investments
Illinois
$4.01M -$105K -1,756 -3%
Stifel Financial
16
Stifel Financial
Missouri
$3.93M -$3.6M -60,011 -48%
RWMH
17
Riverpoint Wealth Management Holdings
Illinois
$3.9M -$179K -2,989 -4%
PI
18
PFS Investments
Georgia
$3.86M +$3.49M +58,249 New
IA
19
IFP Advisors
Florida
$3.56M +$34.1K +569 +1%
DADC
20
D.A. Davidson & Co
Montana
$3.54M +$187K +3,112 +6%
MML Investors Services
21
MML Investors Services
Massachusetts
$3.47M +$54.5K +910 +2%
First Trust Advisors
22
First Trust Advisors
Illinois
$2.93M +$307K +5,122 +12%
SB
23
Suntrust Banks
Georgia
$2.65M +$96.1K +1,603 +3%
BTS
24
BB&T Securities
Virginia
$2.61M +$674K +11,253 +36%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$2.6M +$118K +1,975 +5%

FTC Hedge Fund Activity: Q4 2017 in Review

85 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q4 2017, worth a combined $423M — up 3.4% from $409M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FTC positions and 8 closed out — a net gain of 11 holders — while 33 added to existing stakes and 25 trimmed.

The largest buyer was Horizon Investments, opening a new position worth an estimated $6.3M. The largest seller was Goldman Sachs, cutting an estimated $24M.

  • 85 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q4 2017, up from 74 in Q3 2017.
  • Funds reported $423M of First Trust Large Cap Growth AlphaDEX Fund stock for Q4 2017, up 3.4% quarter-over-quarter.
  • 19 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q4 2017 and 8 closed out, a net change of +11 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q4 2017 was Horizon Investments, an estimated $6.3M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q4 2017 was Goldman Sachs, an estimated $24M sold.

Based on aggregated 13F filings for Q4 2017.