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First Trust Large Cap Growth AlphaDEX Fund

64 hedge funds and large institutions have $364M invested in First Trust Large Cap Growth AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 20 increasing their positions, 23 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

9.57% more ownership

Funds ownership: 52.41%61.98% (+9.6%)

2% more capital invested

Capital invested by funds: $358M → $364M (+$5.89M)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

2% less funds holding

Funds holding: 6564 (-1)

13% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 23

Holders
64
Holders Change
-1
Holders Change %
-1.54%
% of All Funds
1.6%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.1%
New
6
Increased
20
Reduced
23
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$81.8M +$1.73M +35,147 +2%
UBS Group
2
UBS Group
Switzerland
$49.1M +$1.2M +24,427 +3%
Wells Fargo
3
Wells Fargo
California
$45.6M +$2.21M +44,996 +5%
LPL Financial
4
LPL Financial
California
$26.6M +$857K +17,446 +3%
Goldman Sachs
5
Goldman Sachs
New York
$21.3M
JIP
6
Jaffetilchin Investment Partners
Florida
$18.6M -$349K -7,106 -2%
Bank of America
7
Bank of America
North Carolina
$17.3M +$1.4M +28,399 +9%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$14.1M +$673K +13,695 +5%
CCA
9
Clearwater Capital Advisors
Illinois
$13.9M -$79.3K -1,614 -0.6%
RWMH
10
Riverpoint Wealth Management Holdings
Illinois
$9.35M +$9.12M +185,688 New
Ameriprise
11
Ameriprise
Minnesota
$6.75M -$1.85M -37,559 -21%
Stifel Financial
12
Stifel Financial
Missouri
$5.27M -$3.94M -80,108 -43%
RJA
13
Raymond James & Associates
Florida
$5.05M +$1.23M +25,090 +32%
IWM
14
IHT Wealth Management
Illinois
$4.17M +$4.15M +84,408 New
HFS
15
HL Financial Services
Kentucky
$4.11M -$28.2K -573 -0.7%
TFA
16
Transamerica Financial Advisors
Florida
$3.03M -$1.21M -24,548 -28%
MFS
17
MSI Financial Services
Massachusetts
$2.81M +$318K +6,482 +13%
FAAS
18
First Allied Advisory Services
California
$2.49M +$130K +2,648 +6%
WI
19
Wintrust Investments
Illinois
$2.45M +$2.46M +49,995 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$2.31M +$389K +7,925 +20%
IA
21
IFP Advisors
Florida
$1.88M +$4.42K +90 +0.2%
DADC
22
D.A. Davidson & Co
Montana
$1.85M -$14.9K -304 -0.8%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$1.63M -$119K -2,425 -7%
First Trust Advisors
24
First Trust Advisors
Illinois
$1.56M +$18.3K +373 +1%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$1.52M +$10.8K +219 +0.7%

FTC Hedge Fund Activity: Q4 2016 in Review

64 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q4 2016, worth a combined $364M — up 1.6% from $358M a quarter earlier.

Fund positioning in FTC was balanced in Q4 2016: 6 funds opened new positions, 6 closed out, 20 added to existing stakes and 23 trimmed.

The largest buyer was Wintrust Investments, opening a new position worth an estimated $2.46M. The largest seller was Stifel Financial, cutting an estimated $3.94M.

  • 64 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q4 2016, down from 65 in Q3 2016.
  • Funds reported $364M of First Trust Large Cap Growth AlphaDEX Fund stock for Q4 2016, up 1.6% quarter-over-quarter.
  • 6 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q4 2016 and 6 closed out, a net change of 0 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q4 2016 was Wintrust Investments, an estimated $2.46M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q4 2016 was Stifel Financial, an estimated $3.94M sold.

Based on aggregated 13F filings for Q4 2016.