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First Trust Large Cap Growth AlphaDEX Fund

165 hedge funds and large institutions have $595M invested in First Trust Large Cap Growth AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 54 increasing their positions, 60 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more funds holding in top 10

Funds holding in top 10: 25 (+3)

50% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 12

14% more capital invested

Capital invested by funds: $524M → $595M (+$71.5M)

3.76% more ownership

Funds ownership: 63.6%67.35% (+3.8%)

3% more funds holding

Funds holding: 160165 (+5)

10% less repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 60

45% less call options, than puts

Call options by funds: $868K | Put options by funds: $1.59M

Holders
165
Holders Change
+5
Holders Change %
+3.13%
% of All Funds
2.65%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.08%
New
18
Increased
54
Reduced
60
Closed
12
Calls
$868K
Puts
$1.59M
Net Calls
-$723K
Net Calls Change
+$363K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$88.4M +$1.67M +18,057 +2%
LPL Financial
2
LPL Financial
California
$85.8M +$5.15M +55,529 +6%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$43.5M +$2.72M +29,371 +7%
UBS Group
4
UBS Group
Switzerland
$31.3M -$243K -2,620 -0.8%
Wells Fargo
5
Wells Fargo
California
$28.4M -$2.7M -29,111 -9%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$28.2M +$1.73M +18,616 +6%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$21.8M +$5.19M +56,002 +31%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$17.4M +$392K +4,224 +2%
Bank of America
9
Bank of America
North Carolina
$17M -$2.57M -27,704 -13%
Osaic Holdings
10
Osaic Holdings
Arizona
$10.5M -$103K -1,115 -1%
AWS
11
Atria Wealth Solutions
New York
$10.5M -$490K -5,287 -4%
RJA
12
Raymond James & Associates
Florida
$9.7M +$3.86M +41,681 +65%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$9.59M +$4.21M +45,454 +76%
Stifel Financial
14
Stifel Financial
Missouri
$8.63M +$3.81M +41,136 +77%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$7.66M +$5.36M +57,850 +223%
KWM
16
Kingsview Wealth Management
Oregon
$7.06M +$359K +3,871 +5%
USCWA
17
U.S. Capital Wealth Advisors
Texas
$6.76M
DADC
18
D.A. Davidson & Co
Montana
$6.07M -$1.13M -12,157 -15%
AAS
19
Avantax Advisory Services
Texas
$5.95M +$800K +8,630 +15%
KAS
20
Kestra Advisory Services
Texas
$5.83M +$2.94M +31,762 +99%
IA
21
IFP Advisors
Florida
$5.23M -$84.3K -909 -1%
SCA
22
Snowden Capital Advisors
New York
$5.22M +$416K +4,484 +9%
SPC
23
Sigma Planning Corp
Michigan
$5.03M +$2.41M +26,002 +90%
CI
24
CX Institutional
Indiana
$4.89M -$3.85M -41,570 -44%
IWM
25
IHT Wealth Management
Illinois
$4.38M -$231K -2,491 -5%

FTC Hedge Fund Activity: Q4 2022 in Review

165 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q4 2022, worth a combined $595M — up 14% from $524M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FTC positions and 12 closed out — a net gain of 6 holders — while 54 added to existing stakes and 60 trimmed.

The largest buyer was Cetera Investment Advisers, adding an estimated $5.36M. The largest seller was J. Arnold Wealth Management, exiting entirely with an estimated $8.63M sold.

  • 165 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q4 2022, up from 160 in Q3 2022.
  • Funds reported $595M of First Trust Large Cap Growth AlphaDEX Fund stock for Q4 2022, up 14% quarter-over-quarter.
  • 18 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q4 2022 and 12 closed out, a net change of +6 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q4 2022 was Cetera Investment Advisers, an estimated $5.36M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q4 2022 was J. Arnold Wealth Management, an estimated $8.63M sold.

Based on aggregated 13F filings for Q4 2022.