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First Trust Large Cap Growth AlphaDEX Fund

123 hedge funds and large institutions have $469M invested in First Trust Large Cap Growth AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 41 increasing their positions, 56 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.75% less ownership

Funds ownership: 64.84%61.09% (-3.7%)

4% less funds holding

Funds holding: 128123 (-5)

19% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 16

27% less repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 56

33% less capital invested

Capital invested by funds: $700M → $469M (-$231M)

Holders
123
Holders Change
-5
Holders Change %
-3.91%
% of All Funds
2.71%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
41
Reduced
56
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$85.7M -$503K -7,128 -0.5%
LPL Financial
2
LPL Financial
California
$54.1M +$12.7M +180,239 +25%
Wells Fargo
3
Wells Fargo
California
$43.4M -$20.7M -294,154 -29%
UBS Group
4
UBS Group
Switzerland
$35.7M -$4.31M -61,127 -9%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$27.4M -$2.09M -29,648 -6%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$19.7M -$26M -368,834 -53%
Bank of America
7
Bank of America
North Carolina
$17.9M -$2.83M -40,120 -12%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$10.8M -$3.46M -49,136 -21%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$10.4M -$412K -5,838 -3%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$8.85M -$152K -2,162 -1%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$8.55M +$1.87M +26,552 +23%
DADC
12
D.A. Davidson & Co
Montana
$7.84M +$1.24M +17,547 +15%
RJA
13
Raymond James & Associates
Florida
$7.75M -$1.55M -21,933 -14%
SG
14
Strid Group
Pennsylvania
$6.83M +$8.03M +113,954 New
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$6.02M +$5.67M +80,479 +403%
MML Investors Services
16
MML Investors Services
Massachusetts
$5.58M -$637K -9,031 -9%
Osaic Holdings
17
Osaic Holdings
Arizona
$5.2M +$6.07M +86,057 New
AAS
18
Avantax Advisory Services
Texas
$4.79M +$792K +11,233 +16%
First Trust Advisors
19
First Trust Advisors
Illinois
$4.75M -$12.9M -183,482 -70%
Stifel Financial
20
Stifel Financial
Missouri
$4.63M -$255K -3,616 -4%
WI
21
Wintrust Investments
Illinois
$4.46M -$671K -9,521 -11%
SF
22
Synovus Financial
Georgia
$4.46M +$4.51M +63,913 +617%
CCA
23
Clearwater Capital Advisors
Illinois
$4.42M -$3.63M -51,501 -41%
IA
24
IFP Advisors
Florida
$4.39M -$730K -10,354 -13%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$4.24M -$2.05M -29,134 -29%

FTC Hedge Fund Activity: Q1 2020 in Review

123 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q1 2020, worth a combined $469M — down 33% from $700M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FTC and 13 opened new positions — a net loss of 3 holders — while 56 trimmed existing stakes and 41 added.

The largest buyer was LPL Financial, adding an estimated $12.7M. The largest seller was PFS Investments, exiting entirely with an estimated $30.1M sold.

  • 123 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q1 2020, down from 128 in Q4 2019.
  • Funds reported $469M of First Trust Large Cap Growth AlphaDEX Fund stock for Q1 2020, down 33% quarter-over-quarter.
  • 13 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q1 2020 and 16 closed out, a net change of -3 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q1 2020 was LPL Financial, an estimated $12.7M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q1 2020 was PFS Investments, an estimated $30.1M sold.

Based on aggregated 13F filings for Q1 2020.