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First Trust Large Cap Growth AlphaDEX Fund

168 hedge funds and large institutions have $654M invested in First Trust Large Cap Growth AlphaDEX Fund in 2022 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 56 increasing their positions, 64 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% less ownership

Funds ownership: 63.66%63.01% (-0.64%)

5% less funds holding

Funds holding: 176168 (-8)

13% less repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 64

20% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 20

22% less capital invested

Capital invested by funds: $838M → $654M (-$184M)

75% less funds holding in top 10

Funds holding in top 10: 41 (-3)

Holders
168
Holders Change
-8
Holders Change %
-4.55%
% of All Funds
2.65%
Holding in Top 10
1
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-75%
% of All Funds
0.02%
New
16
Increased
56
Reduced
64
Closed
20
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$98.6M -$401K -3,800 -0.4%
Morgan Stanley
2
Morgan Stanley
New York
$95.5M -$25.2M -238,721 -21%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$50.4M +$679K +6,439 +1%
UBS Group
4
UBS Group
Switzerland
$39.2M -$8.11M -76,825 -17%
Wells Fargo
5
Wells Fargo
California
$37.1M -$11.8M -111,599 -24%
Bank of America
6
Bank of America
North Carolina
$27.2M +$721K +6,831 +3%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$26.1M +$93.3K +884 +0.4%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$20.5M -$1.81M -17,123 -8%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$19M -$7.05M -66,853 -27%
GM
10
GeoWealth Management
Illinois
$16.5M +$16.3M +154,519 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$11.1M +$2.5M +23,691 +29%
AWS
12
Atria Wealth Solutions
New York
$8.9M +$8.8M +83,370 New
Osaic Holdings
13
Osaic Holdings
Arizona
$8.85M +$267K +2,530 +3%
DADC
14
D.A. Davidson & Co
Montana
$8.75M +$108K +1,028 +1%
Stifel Financial
15
Stifel Financial
Missouri
$7.53M -$177K -1,682 -2%
Truist Financial
16
Truist Financial
North Carolina
$7.43M -$4.14M -39,256 -36%
RJA
17
Raymond James & Associates
Florida
$6.88M +$700K +6,630 +11%
FPWM
18
FSB Premier Wealth Management
Iowa
$5.86M -$1.77M -16,727 -22%
IWM
19
IHT Wealth Management
Illinois
$5.55M -$12.5M -118,483 -70%
KWM
20
Kingsview Wealth Management
Oregon
$5.32M +$36K +341 +0.7%
IA
21
IFP Advisors
Florida
$5.11M +$2.29M +21,696 +40%
KAS
22
Kestra Advisory Services
Texas
$5.04M -$3.35M -31,751 -40%
AAS
23
Avantax Advisory Services
Texas
$5M -$333K -3,154 -6%
CAN
24
Cetera Advisor Networks
California
$4.49M +$501K +4,748 +13%
IWC
25
Integrated Wealth Concepts
Massachusetts
$4.43M -$394K -3,737 -8%

FTC Hedge Fund Activity: Q1 2022 in Review

168 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q1 2022, worth a combined $654M — down 22% from $838M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of FTC and 16 opened new positions — a net loss of 4 holders — while 64 trimmed existing stakes and 56 added.

The largest buyer was GeoWealth Management, opening a new position worth an estimated $16.3M. The largest seller was Morgan Stanley, cutting an estimated $25.2M.

  • 168 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q1 2022, down from 176 in Q4 2021.
  • Funds reported $654M of First Trust Large Cap Growth AlphaDEX Fund stock for Q1 2022, down 22% quarter-over-quarter.
  • 16 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q1 2022 and 20 closed out, a net change of -4 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q1 2022 was GeoWealth Management, an estimated $16.3M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q1 2022 was Morgan Stanley, an estimated $25.2M sold.

Based on aggregated 13F filings for Q1 2022.