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First Trust Large Cap Growth AlphaDEX Fund

170 hedge funds and large institutions have $683M invested in First Trust Large Cap Growth AlphaDEX Fund in 2023 Q2 according to their latest regulatory filings, with 16 funds opening new positions, 61 increasing their positions, 66 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 10

2% more funds holding

Funds holding: 167170 (+3)

0.04% less ownership

Funds ownership: 68.48%68.44% (-0.04%)

8% less repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 66

11% less capital invested

Capital invested by funds: $768M → $683M (-$85.4M)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

90% less call options, than puts

Call options by funds: $608K | Put options by funds: $5.86M

Holders
170
Holders Change
+3
Holders Change %
+1.8%
% of All Funds
2.67%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.06%
New
16
Increased
61
Reduced
66
Closed
10
Calls
$608K
Puts
$5.86M
Net Calls
-$5.25M
Net Calls Change
-$5.52M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$103M -$207K -2,190 -0.2%
LPL Financial
2
LPL Financial
California
$102M +$4.07M +43,029 +4%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$47.2M -$1.16M -12,264 -3%
Wells Fargo
4
Wells Fargo
California
$38.8M +$7.24M +76,633 +25%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$35.9M +$2.58M +27,338 +8%
UBS Group
6
UBS Group
Switzerland
$29.5M -$5.3M -56,009 -16%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$22.1M -$8.55M -90,437 -29%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$21.6M -$14.6M -154,174 -42%
Bank of America
9
Bank of America
North Carolina
$17.3M -$1.53M -16,158 -9%
Osaic Holdings
10
Osaic Holdings
Arizona
$13.5M +$784K +8,295 +7%
AT
11
Arden Trust
Delaware
$12.7M +$434K +4,590 +4%
Stifel Financial
12
Stifel Financial
Missouri
$9.06M -$587K -6,207 -6%
KWM
13
Kingsview Wealth Management
Oregon
$8.28M -$56.2K -594 -0.7%
RJA
14
Raymond James & Associates
Florida
$8.24M -$1.32M -13,980 -15%
USCWA
15
U.S. Capital Wealth Advisors
Texas
$7.84M +$145K +1,533 +2%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$7.11M -$2.43M -25,728 -27%
AWS
17
Atria Wealth Solutions
New York
$7.01M -$4.65M -49,205 -42%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$7M -$1.88M -19,896 -22%
AAS
19
Avantax Advisory Services
Texas
$6.81M +$316K +3,340 +5%
IWC
20
Integrated Wealth Concepts
Massachusetts
$6.72M +$486K +5,143 +8%
SCA
21
Snowden Capital Advisors
New York
$6.21M -$128K -1,351 -2%
DADC
22
D.A. Davidson & Co
Montana
$5.99M -$663K -7,010 -11%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$5.33M +$1.06M +11,220 +27%
CAS
24
Coppell Advisory Solutions
Texas
$5.1M -$187K -1,983 -4%
BBL
25
Beck Bode LLC
Massachusetts
$4.91M -$10.1K -107 -0.2%

FTC Hedge Fund Activity: Q2 2023 in Review

170 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q2 2023, worth a combined $683M — down 11% from $768M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FTC positions and 10 closed out — a net gain of 6 holders — while 61 added to existing stakes and 66 trimmed.

The largest buyer was Wells Fargo, adding an estimated $7.24M. The largest seller was Mach-1 Financial Group, exiting entirely with an estimated $128M sold.

  • 170 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q2 2023, up from 167 in Q1 2023.
  • Funds reported $683M of First Trust Large Cap Growth AlphaDEX Fund stock for Q2 2023, down 11% quarter-over-quarter.
  • 16 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q2 2023 and 10 closed out, a net change of +6 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q2 2023 was Wells Fargo, an estimated $7.24M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q2 2023 was Mach-1 Financial Group, an estimated $128M sold.

Based on aggregated 13F filings for Q2 2023.