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First Trust Large Cap Growth AlphaDEX Fund
FTC

176 hedge funds and large institutions have $838M invested in First Trust Large Cap Growth AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 37 increasing their positions, 69 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

179% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 14

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

16% more funds holding

Funds holding: 152 → 176 (+24)

7% more capital invested

Capital invested by funds: $786M → $838M (+$51.7M)

0.82% more ownership

Funds ownership: 62.84% → 63.66% (+0.82%)

46% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 69

Holders
176
Holders Change
+24
Holders Change %
+15.79%
% of All Funds
2.71%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
39
Increased
37
Reduced
69
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IWM
IHT Wealth Management
Illinois
+$13.9M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$11.5M
3
UBS Group
UBS Group
Switzerland
+$3.05M
4
Stifel Financial
Stifel Financial
Missouri
+$2.91M
5
AWM
Apollon Wealth Management
South Carolina
+$2.4M

Top Sellers

1
GM
GeoWealth Management
Illinois
-$7.54M
2
SW
Signify Wealth
Missouri
-$7.05M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$6.41M
4
LPL Financial
LPL Financial
California
-$6.03M
5
CCFM
Clear Creek Financial Management
Washington
-$5.23M
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$136M -$2.63M -22,222 -2%
LPL Financial
2
LPL Financial
California
$112M -$6.03M -50,940 -5%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$56M -$1.99M -16,807 -3%
Wells Fargo
4
Wells Fargo
California
$55.2M -$1.25M -10,547 -2%
UBS Group
5
UBS Group
Switzerland
$53.4M +$3.05M +25,727 +6%
Bank of America
6
Bank of America
North Carolina
$29.8M +$254K +2,147 +0.9%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$29.5M +$11.5M +96,771 +65%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$29.3M +$1.06M +8,969 +4%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$25.2M -$1.16M -9,806 -4%
First Trust Advisors
10
First Trust Advisors
Illinois
$22.8M +$545K +4,608 +2%
IWM
11
IHT Wealth Management
Illinois
$20.5M +$13.9M +117,537 +222%
Truist Financial
12
Truist Financial
North Carolina
$13.1M -$154K -1,305 -1%
Osaic Holdings
13
Osaic Holdings
Arizona
$11.9M -$116K -983 -1%
DADC
14
D.A. Davidson & Co
Montana
$9.73M -$305K -2,574 -3%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$9.68M -$6.41M -54,130 -40%
KAS
16
Kestra Advisory Services
Texas
$9.49M -$3.61M -30,467 -28%
SMF
17
Sterling Manor Financial
New York
$9.21M -$2.14M -18,084 -19%
FPWM
18
FSB Premier Wealth Management
Iowa
$9.07M -$632K -5,336 -7%
Stifel Financial
19
Stifel Financial
Missouri
$8.69M +$2.91M +24,551 +51%
RJA
20
Raymond James & Associates
Florida
$6.96M -$475K -4,015 -6%
IA
21
IFP Advisors
Florida
$6.48M -$329K -2,780 -5%
AAS
22
Avantax Advisory Services
Texas
$6.01M -$1.07M -9,047 -15%
KWM
23
Kingsview Wealth Management
Oregon
$5.96M +$294K +2,486 +5%
IWC
24
Integrated Wealth Concepts
Massachusetts
$5.44M +$10.7K +90 +0.2%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$5.4M +$254K +2,148 +5%
1
2 3 4 5

FTC Hedge Fund Activity: Q4 2021 in Review

176 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q4 2021, worth a combined $838M — up 6.6% from $786M a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new FTC positions and 14 closed out — a net gain of 25 holders — while 37 added to existing stakes and 69 trimmed.

The largest buyer was IHT Wealth Management, adding an estimated $13.9M. The largest seller was GeoWealth Management, exiting entirely with an estimated $7.54M sold.

  • 176 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q4 2021, up from 152 in Q3 2021.
  • Funds reported $838M of First Trust Large Cap Growth AlphaDEX Fund stock for Q4 2021, up 6.6% quarter-over-quarter.
  • 39 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q4 2021 and 14 closed out, a net change of +25 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q4 2021 was IHT Wealth Management, an estimated $13.9M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q4 2021 was GeoWealth Management, an estimated $7.54M sold.

Based on aggregated 13F filings for Q4 2021.