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First Trust Large Cap Growth AlphaDEX Fund

167 hedge funds and large institutions have $768M invested in First Trust Large Cap Growth AlphaDEX Fund in 2023 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 67 increasing their positions, 57 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

94% more call options, than puts

Call options by funds: $558K | Put options by funds: $288K

73% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 11

29% more capital invested

Capital invested by funds: $595M → $768M (+$173M)

18% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 57

1% more funds holding

Funds holding: 165167 (+2)

1.13% more ownership

Funds ownership: 67.35%68.48% (+1.1%)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

Holders
167
Holders Change
+2
Holders Change %
+1.21%
% of All Funds
2.66%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.08%
New
19
Increased
67
Reduced
57
Closed
11
Calls
$558K
Puts
$288K
Net Calls
+$270K
Net Calls Change
+$993K
Name Holding Trade Value Shares
Change
Change in
Stake
M1FG
1
Mach-1 Financial Group
Arkansas
$128M +$128K +1,379 New
Morgan Stanley
2
Morgan Stanley
New York
$94.8M +$4.88M +52,490 +5%
LPL Financial
3
LPL Financial
California
$89.3M +$1.93M +20,788 +2%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$44.5M +$165K +1,770 +0.4%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$34.2M +$16.5M +177,451 +93%
UBS Group
6
UBS Group
Switzerland
$32.3M +$450K +4,844 +1%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$30.5M +$1.82M +19,591 +6%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$28.7M +$6.52M +70,166 +29%
Wells Fargo
9
Wells Fargo
California
$28.5M -$400K -4,304 -1%
Bank of America
10
Bank of America
North Carolina
$17.4M +$102K +1,099 +0.6%
Osaic Holdings
11
Osaic Holdings
Arizona
$11.6M +$919K +9,884 +9%
AT
12
Arden Trust
Delaware
$11.2M +$11.2M +120,660 New
AWS
13
Atria Wealth Solutions
New York
$11M +$308K +3,313 +3%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$8.92M +$1.13M +12,126 +14%
Stifel Financial
15
Stifel Financial
Missouri
$8.9M +$114K +1,225 +1%
RJA
16
Raymond James & Associates
Florida
$8.87M -$1M -10,778 -10%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$8.28M -$1.48M -15,939 -15%
KWM
18
Kingsview Wealth Management
Oregon
$7.66M +$471K +5,067 +7%
USCWA
19
U.S. Capital Wealth Advisors
Texas
$7.06M +$173K +1,857 +3%
DADC
20
D.A. Davidson & Co
Montana
$6.15M -$29.1K -313 -0.5%
AAS
21
Avantax Advisory Services
Texas
$5.94M -$108K -1,164 -2%
SCA
22
Snowden Capital Advisors
New York
$5.83M +$515K +5,537 +10%
IWC
23
Integrated Wealth Concepts
Massachusetts
$5.7M +$2.68M +28,862 +89%
CAS
24
Coppell Advisory Solutions
Texas
$4.85M +$1.31M +14,084 +36%
CASC
25
Coppell Advisory Solutions Corp
Texas
$4.85M +$1.31M +14,084 +36%

FTC Hedge Fund Activity: Q1 2023 in Review

167 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q1 2023, worth a combined $768M — up 29% from $595M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FTC positions and 11 closed out — a net gain of 8 holders — while 67 added to existing stakes and 57 trimmed.

The largest buyer was Cambridge Investment Research Advisors, adding an estimated $16.5M. The largest seller was Citadel Advisors, exiting entirely with an estimated $4.38M sold.

  • 167 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q1 2023, up from 165 in Q4 2022.
  • Funds reported $768M of First Trust Large Cap Growth AlphaDEX Fund stock for Q1 2023, up 29% quarter-over-quarter.
  • 19 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q1 2023 and 11 closed out, a net change of +8 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q1 2023 was Cambridge Investment Research Advisors, an estimated $16.5M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q1 2023 was Citadel Advisors, an estimated $4.38M sold.

Based on aggregated 13F filings for Q1 2023.