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First Trust Large Cap Growth AlphaDEX Fund

64 hedge funds and large institutions have $436M invested in First Trust Large Cap Growth AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 31 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

94% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 16

43% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 7

23% more capital invested

Capital invested by funds: $356M → $436M (+$80.6M)

3.45% more ownership

Funds ownership: 57.36%60.81% (+3.4%)

3% more funds holding

Funds holding: 6264 (+2)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $251K

Holders
64
Holders Change
+2
Holders Change %
+3.23%
% of All Funds
1.68%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.1%
New
10
Increased
31
Reduced
16
Closed
7
Calls
Puts
$251K
Net Calls
-$251K
Net Calls Change
-$223K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$109M +$7.39M +153,189 +7%
Wells Fargo
2
Wells Fargo
California
$60.8M +$8.33M +172,604 +16%
LPL Financial
3
LPL Financial
California
$45.9M +$27.6M +572,407 +146%
UBS Group
4
UBS Group
Switzerland
$42.6M +$4.19M +86,860 +11%
HA
5
Hays Advisory
Tennessee
$23.5M -$3.65M -75,633 -13%
Bank of America
6
Bank of America
North Carolina
$20.8M -$623K -12,916 -3%
SAM
7
Shamrock Asset Management
Texas
$18.7M -$5.02M -104,019 -21%
JIP
8
Jaffetilchin Investment Partners
Florida
$18.3M +$17.7M +365,834 +2,799%
Ameriprise
9
Ameriprise
Minnesota
$12.8M +$1.07M +22,156 +9%
HI
10
Horizon Investments
North Carolina
$10.4M +$1.37M +28,356 +15%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$8.33M +$890K +18,440 +12%
Goldman Sachs
12
Goldman Sachs
New York
$8.26M -$2.9K -60 -0%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$7.95M +$1.52M +31,451 +24%
FHA
14
First Horizon Advisors
Tennessee
$4.46M -$1.76M -36,501 -28%
HFS
15
HL Financial Services
Kentucky
$3.69M +$207K +4,285 +6%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$3.63M +$131K +2,715 +4%
RJA
17
Raymond James & Associates
Florida
$3.34M +$374K +7,745 +13%
Stifel Financial
18
Stifel Financial
Missouri
$2.72M -$697K -14,445 -20%
AIG
19
American International Group
New York
$2.67M +$232K +4,797 +9%
FAAS
20
First Allied Advisory Services
California
$2.39M +$476K +9,866 +25%
VFS
21
VSR Financial Services
Kansas
$2.18M +$1.88M +38,962 +623%
HighTower Advisors
22
HighTower Advisors
Illinois
$2.14M +$2.15M +44,536 New
IA
23
IFP Advisors
Florida
$2.02M +$2.02M +41,797 New
Citigroup
24
Citigroup
New York
$1.69M -$951K -19,702 -36%
MFS
25
MSI Financial Services
Massachusetts
$1.49M +$562K +11,652 +61%

FTC Hedge Fund Activity: Q4 2015 in Review

64 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q4 2015, worth a combined $436M — up 23% from $356M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FTC positions and 7 closed out — a net gain of 3 holders — while 31 added to existing stakes and 16 trimmed.

The largest buyer was LPL Financial, adding an estimated $27.6M. The largest seller was Shamrock Asset Management, cutting an estimated $5.02M.

  • 64 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q4 2015, up from 62 in Q3 2015.
  • Funds reported $436M of First Trust Large Cap Growth AlphaDEX Fund stock for Q4 2015, up 23% quarter-over-quarter.
  • 10 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q4 2015 and 7 closed out, a net change of +3 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q4 2015 was LPL Financial, an estimated $27.6M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q4 2015 was Shamrock Asset Management, an estimated $5.02M sold.

Based on aggregated 13F filings for Q4 2015.