Shamrock Asset Management’s First Trust Large Cap Growth AlphaDEX Fund FTC Stock Holding History

Shamrock Asset Management’s Portfolio FTC Stock Details FTC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-208	Closed	-$14K	–	258
2018 Q2	$14K	Hold	208	–	–	0.01%	222
2018 Q1	$14K	Buy	+208	New	+$13.4K	0.01%	236
2016 Q1	–	Sell	-388,485	Closed	-$18.7M	–	259
2015 Q4	$18.7M	Sell	388,485 -104,019	-21%	-$5.02M	10.52%	2
2015 Q3	$22.5M	Buy	492,504 +37,818	+8%	+$1.83M	11.91%	2
2015 Q2	$22.1M	Buy	454,686 +452,164	+17,929%	+$22.1M	10.25%	2
2015 Q1	$123K	Sell	2,522 -538,021	-100%	-$25.5M	0.05%	113
2014 Q4	$25.1M	Sell	540,543 -107,660	-17%	-$4.83M	10.08%	2
2014 Q3	$28.2M	Buy	+648,203	New	+$28.5M	10.58%	3

Other funds holding FTC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

CWM

Cornerstone Wealth Management St. Peters, Missouri $2.33B AUM 25.21% 1-Year Est. Return

CCA

Clearwater Capital Advisors Hoffman Estates, Illinois $1.24B AUM 15.23% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Shamrock Asset Management's FTC Position: Q3 2018 in Review

Shamrock Asset Management sold out of First Trust Large Cap Growth AlphaDEX Fund (FTC) in Q3 2018, closing a stake of 208 shares — an estimated $14K sold.

Shamrock Asset Management first reported a position in FTC in Q3 2014 and held it in 8 quarters. The position peaked at $28.2M in Q3 2014. 104 funds tracked by Wall St. Rank hold FTC as of Q3 2018.

Shamrock Asset Management reported no remaining First Trust Large Cap Growth AlphaDEX Fund position as of Q3 2018 after selling out during the quarter.
Shamrock Asset Management sold 208 First Trust Large Cap Growth AlphaDEX Fund shares in Q3 2018, an estimated $14K.
Shamrock Asset Management first reported a position in First Trust Large Cap Growth AlphaDEX Fund in Q3 2014 and held it in 8 quarters.
Shamrock Asset Management's First Trust Large Cap Growth AlphaDEX Fund position peaked at $28.2M in Q3 2014.
104 funds tracked by Wall St. Rank held First Trust Large Cap Growth AlphaDEX Fund as of Q3 2018.

Based on Shamrock Asset Management's 13F filing for Q3 2018, filed 23 Oct 2018.