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First Trust Large Cap Growth AlphaDEX Fund

101 hedge funds and large institutions have $568M invested in First Trust Large Cap Growth AlphaDEX Fund in 2018 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 47 increasing their positions, 21 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 5

124% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 21

26% more capital invested

Capital invested by funds: $451M → $568M (+$118M)

24.3% more ownership

Funds ownership: 58.92%83.22% (+24%)

7% more funds holding

Funds holding: 94101 (+7)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

Holders
101
Holders Change
+7
Holders Change %
+7.45%
% of All Funds
2.31%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
14
Increased
47
Reduced
21
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$119M +$10.5M +160,110 +10%
Wells Fargo
2
Wells Fargo
California
$77.5M +$11.4M +174,101 +17%
CWM
3
Cornerstone Wealth Management
Missouri
$47.4M +$203M +3,091,938 +6,573%
UBS Group
4
UBS Group
Switzerland
$44.8M +$585K +8,897 +1%
LPL Financial
5
LPL Financial
California
$28.3M +$1.28M +19,422 +5%
Bank of America
6
Bank of America
North Carolina
$25M -$3.5M -53,176 -12%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$24.2M +$122K +1,863 +0.5%
CCA
8
Clearwater Capital Advisors
Illinois
$17.8M -$33.7K -512 -0.2%
RJA
9
Raymond James & Associates
Florida
$14.2M +$815K +12,403 +6%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$11.4M +$1.03M +15,702 +10%
PI
11
PFS Investments
Georgia
$10.9M +$4.39M +66,779 +71%
FAAS
12
First Allied Advisory Services
California
$10.5M +$1.91M +29,014 +22%
BFEC
13
Benjamin F. Edwards & Company
Missouri
$10.3M +$747K +11,370 +8%
First Trust Advisors
14
First Trust Advisors
Illinois
$9.43M +$6.22M +94,696 +196%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$7.17M +$7.14M +108,694 New
PGA
16
Premia Global Advisors
Florida
$5.7M +$5.51M +83,762 New
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$5.44M +$2.29M +34,807 +73%
SCA
18
Snowden Capital Advisors
New York
$4.92M +$2.01M +30,619 +70%
Stifel Financial
19
Stifel Financial
Missouri
$4.8M +$164K +2,501 +4%
DADC
20
D.A. Davidson & Co
Montana
$4.72M +$236K +3,584 +5%
IA
21
IFP Advisors
Florida
$4.57M +$727K +11,065 +19%
IWM
22
IHT Wealth Management
Illinois
$4.51M -$31.9K -485 -0.7%
MML Investors Services
23
MML Investors Services
Massachusetts
$4.5M +$367K +5,581 +9%
WI
24
Wintrust Investments
Illinois
$4.45M +$95.6K +1,455 +2%
HFS
25
HL Financial Services
Kentucky
$4.15M -$254K -3,860 -6%

FTC Hedge Fund Activity: Q2 2018 in Review

101 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q2 2018, worth a combined $568M — up 26% from $451M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FTC positions and 5 closed out — a net gain of 9 holders — while 47 added to existing stakes and 21 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $203M. The largest seller was Goldman Sachs, cutting an estimated $4.47M.

  • 101 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q2 2018, up from 94 in Q1 2018.
  • Funds reported $568M of First Trust Large Cap Growth AlphaDEX Fund stock for Q2 2018, up 26% quarter-over-quarter.
  • 14 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q2 2018 and 5 closed out, a net change of +9 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $203M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q2 2018 was Goldman Sachs, an estimated $4.47M sold.

Based on aggregated 13F filings for Q2 2018.