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First Trust Large Cap Growth AlphaDEX Fund

105 hedge funds and large institutions have $632M invested in First Trust Large Cap Growth AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 44 increasing their positions, 36 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 8

22% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 36

6% more capital invested

Capital invested by funds: $598M → $632M (+$34.3M)

1% more funds holding

Funds holding: 104105 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.73% less ownership

Funds ownership: 62.89%62.15% (-0.73%)

Holders
105
Holders Change
+1
Holders Change %
+0.96%
% of All Funds
2.28%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
12
Increased
44
Reduced
36
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$107M -$4.69M -68,709 -4%
Wells Fargo
2
Wells Fargo
California
$65.8M +$217K +3,186 +0.3%
UBS Group
3
UBS Group
Switzerland
$50.9M -$3.68M -53,927 -7%
LPL Financial
4
LPL Financial
California
$42.5M +$2.91M +42,743 +8%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$37.8M +$6.4M +93,845 +21%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$33.6M +$1.57M +23,084 +5%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$27M -$1.35M -19,860 -5%
PI
8
PFS Investments
Georgia
$26.6M +$2.09M +30,614 +9%
Bank of America
9
Bank of America
North Carolina
$23.7M -$4.1M -60,124 -15%
First Trust Advisors
10
First Trust Advisors
Illinois
$18.2M +$534K +7,833 +3%
CCA
11
Clearwater Capital Advisors
Illinois
$14.2M -$1.54M -22,551 -10%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$12.6M +$516K +7,563 +4%
RJA
13
Raymond James & Associates
Florida
$11.6M -$71.1K -1,042 -0.6%
AG
14
Advisor Group
Arizona
$11.6M +$1.26M +18,448 +13%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$10.9M -$115K -1,688 -1%
MML Investors Services
16
MML Investors Services
Massachusetts
$7.51M -$67.8K -995 -0.9%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$6.89M +$1.71M +25,076 +34%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$6.83M +$638K +9,351 +11%
DADC
19
D.A. Davidson & Co
Montana
$6.57M +$450K +6,603 +8%
FAAS
20
First Allied Advisory Services
California
$5.8M +$153K +2,249 +3%
HI
21
Horizon Investments
North Carolina
$5.8M +$399K +5,849 +8%
IWM
22
IHT Wealth Management
Illinois
$5.47M -$83.1K -1,218 -2%
WI
23
Wintrust Investments
Illinois
$5.16M -$29.6K -434 -0.6%
SCA
24
Snowden Capital Advisors
New York
$5.1M -$12.4K -182 -0.3%
GIA
25
Gladstone Institutional Advisory
Florida
$5.08M +$3.54M +51,862 +255%

FTC Hedge Fund Activity: Q2 2019 in Review

105 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q2 2019, worth a combined $632M — up 5.7% from $598M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FTC positions and 8 closed out — a net gain of 4 holders — while 44 added to existing stakes and 36 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $6.4M. The largest seller was Morgan Stanley, cutting an estimated $4.69M.

  • 105 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q2 2019, up from 104 in Q1 2019.
  • Funds reported $632M of First Trust Large Cap Growth AlphaDEX Fund stock for Q2 2019, up 5.7% quarter-over-quarter.
  • 12 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q2 2019 and 8 closed out, a net change of +4 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q2 2019 was Envestnet Asset Management, an estimated $6.4M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q2 2019 was Morgan Stanley, an estimated $4.69M sold.

Based on aggregated 13F filings for Q2 2019.