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First Trust Large Cap Growth AlphaDEX Fund

27 hedge funds and large institutions have $76.7M invested in First Trust Large Cap Growth AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 6

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

20% more capital invested

Capital invested by funds: $63.8M → $76.7M (+$12.9M)

4% more funds holding

Funds holding: 2627 (+1)

0.65% more ownership

Funds ownership: 42.74%43.39% (+0.65%)

Holders
27
Holders Change
+1
Holders Change %
+3.85%
% of All Funds
0.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
14
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$38.6M +$3.75M +103,442 +11%
Wells Fargo
2
Wells Fargo
California
$6.37M +$1.16M +31,848 +23%
Bank of America
3
Bank of America
North Carolina
$5.26M +$1.71M +47,049 +50%
LPL Financial
4
LPL Financial
California
$5.2M +$98.3K +2,710 +2%
U
5
UBS
Switzerland
$4.27M +$148K +4,091 +4%
HFS
6
HL Financial Services
Kentucky
$2.73M +$50.3K +1,385 +2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.39M +$1.92M +52,929 +466%
First Trust Advisors
8
First Trust Advisors
Illinois
$2.09M -$3M -82,585 -59%
CA
9
Cetera Advisors
Colorado
$1.88M -$33.7K -930 -2%
AIG
10
American International Group
New York
$1.52M +$1.48M +40,843 +61,883%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$1.26M +$1.23M +33,884 New
Ameriprise
12
Ameriprise
Minnesota
$1.08M +$114K +3,132 +12%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$991K -$400K -11,025 -29%
CS
14
Credit Suisse
Switzerland
$679K +$663K +18,274 New
CS
15
Comerica Securities
Michigan
$375K -$15.2K -420 -4%
RJA
16
Raymond James & Associates
Florida
$374K -$22.4K -616 -6%
Comerica Bank
17
Comerica Bank
Texas
$345K +$9.18K +253 +3%
ICOA
18
Investment Centers of America
North Dakota
$315K +$307K +8,448 New
SF
19
Synovus Financial
Georgia
$266K
TH
20
Timber Hill
Connecticut
$200K -$546K -15,052 -74%
NES
21
New England Securities
New York
$132K +$129K +3,552 New
WA
22
WFG Advisors
Texas
$94K +$11K +302 +14%
DADC
23
D.A. Davidson & Co
Montana
$52K +$23.6K +650 +84%
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$51K
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$49K

FTC Hedge Fund Activity: Q3 2013 in Review

27 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2013, worth a combined $76.7M — up 20% from $63.8M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FTC positions and 3 closed out — a net gain of 1 holder — while 14 added to existing stakes and 6 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.75M. The largest seller was First Trust Advisors, cutting an estimated $3M.

  • 27 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2013, up from 26 in Q2 2013.
  • Funds reported $76.7M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2013, up 20% quarter-over-quarter.
  • 4 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2013 and 3 closed out, a net change of +1 holder.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2013 was Morgan Stanley, an estimated $3.75M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2013 was First Trust Advisors, an estimated $3M sold.

Based on aggregated 13F filings for Q3 2013.