SNC
FTC icon

Stifel Nicolaus & Co’s First Trust Large Cap Growth AlphaDEX Fund FTC Stock Holding History

Stifel Nicolaus & Co’s Portfolio FTC Stock Details FTC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-17,400
Closed -$604K – 1499
2013
Q2 		$604K Buy
+17,400
New +$599K 0.01% 786

Other funds holding FTC

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
HFS
HL Financial Services Louisville, Kentucky $6.5B AUM 9.56% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return
AIG
American International Group New York $609M AUM 23.67% 1-Year Est. Return

Stifel Nicolaus & Co's FTC Position: Q3 2013 in Review

Stifel Nicolaus & Co sold out of First Trust Large Cap Growth AlphaDEX Fund (FTC) in Q3 2013, closing a stake of 17,400 shares — an estimated $604K sold.

Stifel Nicolaus & Co first reported a position in FTC in Q2 2013 and held it in 1 quarter. The position peaked at $604K in Q2 2013. 27 funds tracked by Wall St. Rank hold FTC as of Q3 2013.

  • Stifel Nicolaus & Co reported no remaining First Trust Large Cap Growth AlphaDEX Fund position as of Q3 2013 after selling out during the quarter.
  • Stifel Nicolaus & Co sold 17,400 First Trust Large Cap Growth AlphaDEX Fund shares in Q3 2013, an estimated $604K.
  • Stifel Nicolaus & Co first reported a position in First Trust Large Cap Growth AlphaDEX Fund in Q2 2013 and held it in 1 quarter.
  • Stifel Nicolaus & Co's First Trust Large Cap Growth AlphaDEX Fund position peaked at $604K in Q2 2013.
  • 27 funds tracked by Wall St. Rank held First Trust Large Cap Growth AlphaDEX Fund as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.