We are live on ! Find out more
SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$236M 3.9%
1,403,930
-11,607
-0.8% -$1.95M
MSFT icon
2
Microsoft
MSFT
$3.45T
$107M 1.78%
3,229,109
+624,140
+24% +$20.5M
SF
3
Stifel
SF
$12.6B
$101M 1.68%
5,528,072
+5,394,530
+4,040% +$94.2M
AAPL icon
4
Apple
AAPL
$4.54T
$93.9M 1.55%
5,514,320
+184,716
+3% +$3.06M
LQD icon
5
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$90.5M 1.5%
797,050
-250,040
-24% -$28.3M
IEFA icon
6
iShares Core MSCI EAFE ETF
IEFA
$190B
$79.5M 1.32%
1,379,239
+732,327
+113% +$40.4M
INTC icon
7
Intel
INTC
$455B
$77M 1.27%
3,358,667
+143,191
+4% +$3.3M
SHY icon
8
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$67.4M 1.11%
797,357
+87,634
+12% +$7.39M
MRK icon
9
Merck
MRK
$322B
$63.5M 1.05%
1,398,853
+27,906
+2% +$1.27M
GE icon
10
GE Aerospace
GE
$374B
$62.3M 1.03%
544,395
+165,927
+44% +$19M
CVX icon
11
Chevron
CVX
$392B
$57.1M 0.94%
469,765
+36,402
+8% +$4.47M
IVE icon
12
iShares S&P 500 Value ETF
IVE
$49B
$54.4M 0.9%
694,459
+167,931
+32% +$13.3M
IVW icon
13
iShares S&P 500 Growth ETF
IVW
$73.8B
$52.3M 0.87%
2,340,028
+533,840
+30% +$11.8M
VWO icon
14
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$50.3M 0.83%
1,253,239
+164,234
+15% +$6.5M
T icon
15
AT&T
T
$159B
$47.1M 0.78%
1,845,636
+131,562
+8% +$3.45M
PM icon
16
Philip Morris
PM
$297B
$46.4M 0.77%
535,616
+71,701
+15% +$6.27M
JNJ icon
17
Johnson & Johnson
JNJ
$618B
$46.3M 0.77%
533,977
-234,092
-30% -$21M
IWV icon
18
iShares Russell 3000 ETF
IWV
$19.6B
$43.3M 0.72%
428,432
+95,006
+28% +$9.52M
PFE icon
19
Pfizer
PFE
$143B
$42.5M 0.7%
1,557,990
+45,631
+3% +$1.24M
XOM icon
20
ExxonMobil
XOM
$644B
$42.5M 0.7%
493,456
+17,441
+4% +$1.57M
VZ icon
21
Verizon
VZ
$195B
$41.7M 0.69%
892,948
+27,507
+3% +$1.34M
VIAB
22
DELISTED
Viacom Inc. Class B
VIAB
$39.1M 0.65%
467,643
-11,844
-2% -$917K
IWF icon
23
iShares Russell 1000 Growth ETF
IWF
$121B
$37.9M 0.63%
1,938,892
-860,932
-31% -$16.5M
CSCO icon
24
Cisco
CSCO
$457B
$37.7M 0.62%
1,607,304
-73,216
-4% -$1.82M
PG icon
25
Procter & Gamble
PG
$336B
$37.6M 0.62%
497,693
-6,113
-1% -$486K
1
2 3 4 5

Similar funds

SAM
Scotia Asset Management Toronto, Ontario, Canada $2B AUM
WPSC
W.P. Stewart & Co New York $1.89B AUM
FAMT
Fenimore Asset Management Trust Cobleskill, New York $1.65B AUM
FC
Fiera Capital New York $1.53B AUM
QCM
Quaker Capital Management Canonsburg, Pennsylvania $945M AUM
MCM
Montibus Capital Management Portland, Oregon $926M AUM
KCA
KKR Credit Advisors San Francisco, California $796M AUM
GOFM
GGC Opportunity Fund Management San Francisco, California $526M AUM

Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.