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Stifel Nicolaus & Co

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B Turnover 19.44%
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$321M
Cap. Flow %
5.32%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104
Avg Time Held Equity + Options
0.2 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.2 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
SF icon
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Miscellaneous 33.97%
2 Technology 10.81%
3 Energy 9.16%
4 Healthcare 8.46%
5 Industrials 7.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$780B
$236M 3.9%
1,403,930
-11,607
-0.8% -$1.95M
2013 Q2
1 quarter
MSFT icon
2
Microsoft
MSFT
$3.94T
$107M 1.78%
3,229,109
+624,140
+24% +$20.5M
2013 Q2
1 quarter
SF icon
3
Stifel
SF
$10.6B
$101M 1.68%
5,528,072
+5,394,530
+4,040% +$94.2M
2013 Q2
1 quarter
AAPL icon
4
Apple
AAPL
$4.98T
$93.9M 1.55%
5,514,320
+184,716
+3% +$3.06M
2013 Q2
1 quarter
LQD icon
5
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.7B
$90.5M 1.5%
797,050
-250,040
-24% -$28.3M
2013 Q2
1 quarter
IEFA icon
6
iShares Core MSCI EAFE ETF
IEFA
$187B
$79.5M 1.32%
1,379,239
+732,327
+113% +$40.4M
2013 Q2
1 quarter
INTC icon
7
Intel
INTC
$299B
$77M 1.27%
3,358,667
+143,191
+4% +$3.3M
2013 Q2
1 quarter
SHY icon
8
iShares 1-3 Year Treasury Bond ETF
SHY
$27.5B
$67.4M 1.11%
797,357
+87,634
+12% +$7.39M
2013 Q2
1 quarter
MRK icon
9
Merck
MRK
$362B
$63.5M 1.05%
1,398,853
+27,906
+2% +$1.27M
2013 Q2
1 quarter
GE icon
10
GE Aerospace
GE
$335B
$62.3M 1.03%
544,395
+165,927
+44% +$19M
2013 Q2
1 quarter
CVX icon
11
Chevron
CVX
$415B
$57.1M 0.94%
469,765
+36,402
+8% +$4.47M
2013 Q2
1 quarter
IVE icon
12
iShares S&P 500 Value ETF
IVE
$49.9B
$54.4M 0.9%
694,459
+167,931
+32% +$13.3M
2013 Q2
1 quarter
IVW icon
13
iShares S&P 500 Growth ETF
IVW
$71.7B
$52.3M 0.87%
2,340,028
+533,840
+30% +$11.8M
2013 Q2
1 quarter
VWO icon
14
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$50.3M 0.83%
1,253,239
+164,234
+15% +$6.5M
2013 Q2
1 quarter
T icon
15
AT&T
T
$146B
$47.1M 0.78%
1,845,636
+131,562
+8% +$3.45M
2013 Q2
1 quarter
PM icon
16
Philip Morris
PM
$308B
$46.4M 0.77%
535,616
+71,701
+15% +$6.27M
2013 Q2
1 quarter
JNJ icon
17
Johnson & Johnson
JNJ
$665B
$46.3M 0.77%
533,977
-234,092
-30% -$21M
2013 Q2
1 quarter
IWV icon
18
iShares Russell 3000 ETF
IWV
$19.7B
$43.3M 0.72%
428,432
+95,006
+28% +$9.5M
2013 Q2
1 quarter
PFE icon
19
Pfizer
PFE
$168B
$42.5M 0.7%
1,557,990
+45,631
+3% +$1.24M
2013 Q2
1 quarter
XOM icon
20
ExxonMobil
XOM
$677B
$42.5M 0.7%
493,456
+17,441
+4% +$1.57M
2013 Q2
1 quarter
VZ icon
21
Verizon
VZ
$189B
$41.7M 0.69%
892,948
+27,507
+3% +$1.34M
2013 Q2
1 quarter
VIAB
22
DELISTED
Viacom Inc. Class B
VIAB
$39.1M 0.65%
467,643
-11,844
-2% -$917K
2013 Q2
1 quarter
IWF icon
23
iShares Russell 1000 Growth ETF
IWF
$114B
$37.9M 0.63%
1,938,892
-860,932
-31% -$16.5M
2013 Q2
1 quarter
CSCO icon
24
Cisco
CSCO
$370B
$37.7M 0.62%
1,607,304
-73,216
-4% -$1.82M
2013 Q2
1 quarter
PG icon
25
Procter & Gamble
PG
$383B
$37.6M 0.62%
497,693
-6,113
-1% -$486K
2013 Q2
1 quarter
1
2 3 4 5

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QCM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $321M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 34% of assets, down from 36% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.