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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRFT
26
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$37.6M 0.62%
716,463
+25,249
+4% +$1.38M
COP icon
27
ConocoPhillips
COP
$147B
$36.1M 0.6%
519,411
-19,433
-4% -$1.3M
WMT icon
28
Walmart Inc
WMT
$885B
$33.5M 0.56%
1,360,416
+61,467
+5% +$1.55M
WBA
29
DELISTED
Walgreens Boots Alliance
WBA
$33.4M 0.55%
620,375
-39,561
-6% -$1.99M
KMB icon
30
Kimberly-Clark
KMB
$36.3B
$33.1M 0.55%
366,887
+19,638
+6% +$1.82M
UNH icon
31
UnitedHealth
UNH
$376B
$32.8M 0.54%
458,350
-3,047
-0.7% -$218K
VOD icon
32
Vodafone
VOD
$36.3B
$32.7M 0.54%
912,797
-14,654
-2% -$463K
PEP icon
33
PepsiCo
PEP
$190B
$32.4M 0.54%
408,032
+14,268
+4% +$1.17M
EFA icon
34
iShares MSCI EAFE ETF
EFA
$78B
$31.9M 0.53%
499,340
+13,030
+3% +$798K
TTE icon
35
TotalEnergies
TTE
$195B
$31.5M 0.52%
544,555
-367,903
-40% -$19.9M
HYG icon
36
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$30.5M 0.5%
332,839
+115,846
+53% +$10.6M
TEVA icon
37
Teva Pharmaceuticals
TEVA
$40.8B
$30.3M 0.5%
802,900
+12,035
+2% +$469K
QCOM icon
38
Qualcomm
QCOM
$155B
$30M 0.5%
446,117
+76,310
+21% +$5M
GOOG icon
39
Alphabet (Google) Class C
GOOG
$4.36T
$30M 0.5%
1,373,208
-59,904
-4% -$1.32M
DD icon
40
DuPont de Nemours
DD
$18.5B
$29.9M 0.49%
307,516
+18,493
+6% +$1.72M
ORCL icon
41
Oracle
ORCL
$374B
$29.5M 0.49%
890,424
+478,103
+116% +$15.5M
ATI icon
42
ATI
ATI
$25.6B
$28.4M 0.47%
930,057
+78,589
+9% +$2.2M
WFC icon
43
Wells Fargo
WFC
$261B
$28.2M 0.47%
681,442
+20,361
+3% +$869K
MCD icon
44
McDonald's
MCD
$192B
$28.1M 0.47%
292,320
-5,070
-2% -$495K
IWD icon
45
iShares Russell 1000 Value ETF
IWD
$82.2B
$28.1M 0.47%
326,021
-195,327
-37% -$17M
WM icon
46
Waste Management
WM
$90.6B
$27.7M 0.46%
670,924
+67,453
+11% +$2.81M
STX icon
47
Seagate
STX
$194B
$27.1M 0.45%
620,150
+39,743
+7% +$1.67M
LUMN icon
48
Lumen
LUMN
$6.57B
$26.9M 0.44%
856,589
-56,761
-6% -$1.93M
MBB icon
49
iShares MBS ETF
MBB
$38.9B
$26.8M 0.44%
253,131
-45
-0% -$4.7K
VCIT icon
50
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$26.6M 0.44%
319,001
+316,492
+12,614% +$26.3M
1
2
3 4 5

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FAMT
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FC
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QCM
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MCM
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KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.