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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBAR
1551
DELISTED
ROYAL BANK OF SCOTLAND PLC RBS GOLD TRENDPILOT ETN (NL)
TBAR
– –
-7,296
Closed -$205K
AOL
1552
DELISTED
AOL INC COMMON STOCK
AOL
– –
-5,587
Closed -$204K
PAL
1553
DELISTED
NORTH AMERICAN PALLADIUM LTD
PAL
– –
-10,500
Closed -$10.4K
PTRY
1554
DELISTED
PANTRY INC (THE)
PTRY
– –
-15,725
Closed -$192K
ROC
1555
PUT
DELISTED
ROCKWOOD HLDGS INC
ROC
– –
-4,300
Closed -$291K
MAKO
1556
DELISTED
MAKO SURGICAL CORP COM
MAKO
– –
-12,400
Closed -$149K
APA.PRD
1557
DELISTED
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
– –
-23,700
Closed -$1.13M
TVL
1558
DELISTED
LIN TV CORP
TVL
– –
-28,276
Closed -$433K
FFCH
1559
DELISTED
FIRST FINANCIAL HLDGS INC
FFCH
– –
-27,095
Closed -$575K
WBSN
1560
DELISTED
WEBSENSE INC
WBSN
– –
-21,805
Closed -$539K
EXXI
1561
DELISTED
ENERGY XXI LTD COM SHS
EXXI
– –
-88,801
Closed -$1.97M
MNP
1562
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
– –
-11,633
Closed -$173K
ACAS
1563
DELISTED
American Capital Ltd
ACAS
– –
-33,582
Closed -$425K
FON
1564
DELISTED
SPRINT CORP FON COM
FON
– –
-13,708
Closed -$96.2K
NWSA
1565
DELISTED
NEWS CORPORATION CL-A
NWSA
– –
-36,115
Closed -$1.18M
EE
1566
DELISTED
El Paso Electric Company
EE
– –
-31,357
Closed -$1.11M
59 60 61 62
63

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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.