SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6B
This Quarter Est. Return
1 Year Est. Return
–
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$6B
AUM Growth
+$580M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,571
New
Increased
Reduced
Closed

Top Buys

1
+$98.8M
2
+$42.2M
3
+$26.4M
4
BMO icon
Bank of Montreal
BMO
+$23.6M
5
MSFT icon
Microsoft
MSFT
+$20.8M

Top Sells

1
+$32.4M
2
+$28.4M
3
+$21.3M
4
JNJ icon
Johnson & Johnson
JNJ
+$20.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.6M

Sector Composition

1 Technology 11.2%
2 Energy 8.81%
3 Healthcare 8.05%
4 Industrials 7.54%
5 Consumer Staples 6.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWX icon
1476
SPDR S&P Emerging Markets Small Cap ETF
EWX
$735M
– –
-8,319
EWY icon
1477
iShares MSCI South Korea ETF
EWY
$7.25B
– –
-29,448
FAF icon
1478
First American
FAF
$6.51B
– –
-18,720
FCT
1479
First Trust Senior Floating Rate Income Fund II
FCT
$260M
– –
-11,085
FF icon
1480
Future Fuel
FF
$148M
– –
-11,000
FTC icon
1481
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.24B
– –
-17,400
GOOD
1482
Gladstone Commercial Corp
GOOD
$535M
– –
-12,733
HEDJ icon
1483
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.76B
– –
-480,000
HTLD icon
1484
Heartland Express
HTLD
$715M
– –
-199,225
IGR
1485
CBRE Global Real Estate Income Fund
IGR
$660M
– –
-10,609
ILCV icon
1486
iShares Morningstar Value ETF
ILCV
$1.15B
– –
-11,726
INKM icon
1487
State Street Income Allocation ETF
INKM
$68.2M
– –
-8,360
IYH icon
1488
iShares US Healthcare ETF
IYH
$3.62B
– –
-18,345
KR icon
1489
Kroger
KR
$39.7B
– –
-115,722
LHX icon
1490
L3Harris
LHX
$52.9B
– –
-8,226
MAC icon
1491
Macerich
MAC
$4.73B
– –
-3,656
MD icon
1492
Pediatrix Medical
MD
$1.86B
– –
-63,004
MITT
1493
AG Mortgage Investment Trust
MITT
$283M
– –
-4,277
MKTX icon
1494
MarketAxess Holdings
MKTX
$6.73B
– –
-5,126
OCSL icon
1495
Oaktree Specialty Lending
OCSL
$1.13B
– –
-6,667
ODFL icon
1496
Old Dominion Freight Line
ODFL
$33.2B
– –
-46,026
PCG icon
1497
PG&E
PCG
$34.8B
– –
-5,919
PDT
1498
John Hancock Premium Dividend Fund
PDT
$624M
– –
-46,834
PHB icon
1499
Invesco Fundamental High Yield Corporate Bond ETF
PHB
$378M
– –
-11,121
PHM icon
1500
Pultegroup
PHM
$23.7B
– –
-10,620
58 59
60
61 62