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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVYE icon
1476
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
– –
-5,372
Closed -$256K
EHI
1477
Western Asset Global High Income Fund
EHI
$175M
– –
-21,354
Closed -$261K
ELD icon
1478
WisdomTree Emerging Markets Local Debt Fund
ELD
$142M
– –
-6,342
Closed -$305K
ENB icon
1479
Enbridge
ENB
$119B
– –
-20,184
Closed -$849K
EPHE icon
1480
iShares MSCI Philippines ETF
EPHE
$132M
– –
-8,721
Closed -$306K
ETD icon
1481
Ethan Allen Interiors
ETD
$570M
– –
-25,491
Closed -$734K
EWX icon
1482
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$652M
– –
-8,319
Closed -$366K
EWY icon
1483
iShares MSCI South Korea ETF
EWY
$21.9B
– –
-29,448
Closed -$1.57M
FAF icon
1484
First American
FAF
$7.66B
– –
-18,720
Closed -$413K
FCT
1485
First Trust Senior Floating Rate Income Fund II
FCT
$251M
– –
-11,085
Closed -$168K
FF icon
1486
Future Fuel
FF
$217M
– –
-11,000
Closed -$156K
FTC icon
1487
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.3B
– –
-17,400
Closed -$604K
GOOD
1488
Gladstone Commercial Corp
GOOD
$605M
– –
-12,733
Closed -$237K
HEDJ icon
1489
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.83B
– –
-480,000
Closed -$11.5M
HTLD icon
1490
Heartland Express
HTLD
$948M
– –
-199,225
Closed -$2.76M
IGR
1491
CBRE Global Real Estate Income Fund
IGR
$709M
– –
-10,609
Closed -$95.7K
ILCV icon
1492
iShares Morningstar Value ETF
ILCV
$1.32B
– –
-11,726
Closed -$426K
INKM icon
1493
State Street Income Allocation ETF
INKM
$72M
– –
-8,360
Closed -$250K
IYH icon
1494
iShares US Healthcare ETF
IYH
$3.37B
– –
-18,345
Closed -$368K
KR icon
1495
Kroger
KR
$35.4B
– –
-115,722
Closed -$2M
LHX icon
1496
L3Harris
LHX
$51.6B
– –
-8,226
Closed -$405K
MAC icon
1497
Macerich
MAC
$7.33B
– –
-3,656
Closed -$223K
MD icon
1498
Pediatrix Medical
MD
$2.18B
– –
-63,004
Closed -$2.88M
MITT
1499
TPG Mortgage Investment Trust
MITT
$222M
– –
-4,277
Closed -$241K
MKTX icon
1500
MarketAxess Holdings
MKTX
$5.71B
– –
-5,126
Closed -$240K
58 59
60
61 62

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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.