SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6B
This Quarter Est. Return
1 Year Est. Return
–
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$6B
AUM Growth
+$580M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,571
New
Increased
Reduced
Closed

Top Buys

1
+$98.8M
2
+$42.2M
3
+$26.4M
4
BMO icon
Bank of Montreal
BMO
+$23.6M
5
MSFT icon
Microsoft
MSFT
+$20.8M

Top Sells

1
+$32.4M
2
+$28.4M
3
+$21.3M
4
JNJ icon
Johnson & Johnson
JNJ
+$20.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.6M

Sector Composition

1 Technology 11.2%
2 Energy 8.81%
3 Healthcare 8.05%
4 Industrials 7.54%
5 Consumer Staples 6.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGI
1526
Somnigroup International
SGI
$16.7B
– –
-20,168
FRTX
1527
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
– –
-6
NXGN
1528
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-10,075
HYLD
1529
DELISTED
High Yield ETF
HYLD
– –
-8,571
TA
1530
DELISTED
TravelCenters of America LLC
TA
– –
-4,488
SJR
1531
DELISTED
Shaw Communications Inc.
SJR
– –
-8,950
UMPQ
1532
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-32,500
SSI
1533
DELISTED
Stage Stores Inc
SSI
– –
-12,441
AKS
1534
DELISTED
AK Steel Holding Corp
AKS
– –
-13,787
IPHS
1535
DELISTED
Innophos Holdings, Inc.
IPHS
– –
-57,996
FINL
1536
DELISTED
Finish Line
FINL
– –
-150,597
GIMO
1537
DELISTED
Gigamon Inc.
GIMO
– –
-10,727
EVER
1538
DELISTED
Everbank Financial Corp
EVER
– –
-14,470
HAR
1539
DELISTED
Harman International Industries
HAR
– –
-22,695
SUNE
1540
DELISTED
SUNEDISON, INC COM
SUNE
– –
-15,500
BRCM
1541
DELISTED
BROADCOM CORP CL-A
BRCM
– –
-14,682
VRNG
1542
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
– –
-1,500
TRAK
1543
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
– –
-11,413
TBAR
1544
DELISTED
ROYAL BANK OF SCOTLAND PLC RBS GOLD TRENDPILOT ETN (NL)
TBAR
– –
-7,296
AOL
1545
DELISTED
AOL INC COMMON STOCK
AOL
– –
-5,587
PAL
1546
DELISTED
NORTH AMERICAN PALLADIUM LTD
PAL
– –
-10,500
PTRY
1547
DELISTED
PANTRY INC (THE)
PTRY
– –
-15,725
MAKO
1548
DELISTED
MAKO SURGICAL CORP COM
MAKO
– –
-12,400
APA.PRD
1549
DELISTED
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
– –
-23,700
TVL
1550
DELISTED
LIN TV CORP
TVL
– –
-28,276
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