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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIP icon
1526
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$473M
– –
-25,961
Closed -$1.49M
WPM icon
1527
Wheaton Precious Metals
WPM
$49.5B
– –
-31,325
Closed -$616K
WPRT
1528
Westport Fuel Systems
WPRT
$33.5M
– –
-1,830
Closed -$614K
XSD icon
1529
State Street SPDR S&P Semiconductor ETF
XSD
$2.72B
– –
-41,196
Closed -$1.1M
YXI icon
1530
ProShares Short FTSE China 50 of PROSHARES TRUST
YXI
$4.35M
– –
-2,762
Closed -$227K
SGI
1531
Somnigroup International
SGI
$13.7B
– –
-20,168
Closed -$221K
FRTX
1532
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
– –
-6
Closed -$61.3K
NXGN
1533
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-10,075
Closed -$189K
HYLD
1534
DELISTED
High Yield ETF
HYLD
– –
-8,571
Closed -$428K
TA
1535
DELISTED
TravelCenters of America LLC
TA
– –
-4,488
Closed -$245K
SJR
1536
DELISTED
Shaw Communications Inc.
SJR
– –
-8,950
Closed -$215K
UMPQ
1537
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-32,500
Closed -$488K
HCAP
1538
DELISTED
Harvest Capital Credit Corporation
HCAP
– –
-12,000
Closed -$181K
SYNC
1539
DELISTED
Synacor, Inc.
SYNC
– –
-12,000
Closed -$37.2K
SSI
1540
DELISTED
Stage Stores Inc
SSI
– –
-12,441
Closed -$292K
AKS
1541
DELISTED
AK Steel Holding Corp
AKS
– –
-13,787
Closed -$41.9K
IPHS
1542
DELISTED
Innophos Holdings, Inc.
IPHS
– –
-57,996
Closed -$2.74M
FINL
1543
DELISTED
Finish Line
FINL
– –
-150,597
Closed -$3.29M
GIMO
1544
DELISTED
Gigamon Inc.
GIMO
– –
-10,727
Closed -$296K
EVER
1545
DELISTED
Everbank Financial Corp
EVER
– –
-14,470
Closed -$240K
HAR
1546
DELISTED
Harman International Industries
HAR
– –
-22,695
Closed -$1.23M
SUNE
1547
DELISTED
SUNEDISON, INC COM
SUNE
– –
-15,500
Closed -$127K
BRCM
1548
DELISTED
BROADCOM CORP CL-A
BRCM
– –
-14,682
Closed -$496K
VRNG
1549
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
– –
-1,500
Closed -$47.5K
TRAK
1550
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
– –
-11,413
Closed -$404K
59 60 61
62
63

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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.