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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCSL icon
1501
Oaktree Specialty Lending
OCSL
$1.02B
– –
-6,667
Closed -$209K
ODFL icon
1502
Old Dominion Freight Line
ODFL
$44.1B
– –
-46,026
Closed -$639K
PCG icon
1503
PG&E
PCG
$38.3B
– –
-5,919
Closed -$271K
PDT
1504
John Hancock Premium Dividend Fund
PDT
$634M
– –
-46,834
Closed -$621K
IFLN
1505
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
– –
-11,121
Closed -$207K
PHM icon
1506
Pultegroup
PHM
$24.1B
– –
-10,620
Closed -$201K
POR icon
1507
Portland General Electric
POR
$5.8B
– –
-7,137
Closed -$218K
PVH icon
1508
PVH
PVH
$4B
– –
-1,669
Closed -$209K
RIO icon
1509
Rio Tinto
RIO
$158B
– –
-6,102
Closed -$251K
RVTY icon
1510
Revvity
RVTY
$12.6B
– –
-10,273
Closed -$334K
RWT
1511
Redwood Trust
RWT
$574M
– –
-14,168
Closed -$241K
SAFE
1512
Safehold
SAFE
$1.16B
– –
-3,963
Closed -$218K
SBH icon
1513
Sally Beauty Holdings
SBH
$1.43B
– –
-6,620
Closed -$206K
SIM icon
1514
Grupo SIMEC
SIM
$4.4B
– –
-12,531
Closed -$169K
SNBR
1515
DELISTED
Sleep Number
SNBR
– –
-181,311
Closed -$4.54M
SOXX icon
1516
iShares Semiconductor ETF
SOXX
$41.7B
– –
-166,197
Closed -$3.52M
SPHB icon
1517
Invesco S&P 500 High Beta ETF
SPHB
$971M
– –
-29,240
Closed -$726K
SRE icon
1518
Sempra
SRE
$57.9B
– –
-6,098
Closed -$249K
SSO icon
1519
ProShares Ultra S&P500
SSO
$7.87B
– –
-130,576
Closed -$626K
TAN icon
1520
Invesco Solar ETF
TAN
$1.42B
– –
-12,407
Closed -$295K
TBT icon
1521
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$304M
– –
-2,774
Closed -$201K
THD icon
1522
iShares MSCI Thailand ETF
THD
$369M
– –
-6,553
Closed -$514K
TWI icon
1523
Titan International
TWI
$466M
– –
-14,679
Closed -$248K
USA icon
1524
Liberty All-Star Equity Fund
USA
$1.79B
– –
-16,288
Closed -$84.7K
VDC icon
1525
Vanguard Consumer Staples ETF
VDC
$7.97B
– –
-3,152
Closed -$321K
59 60
61
62 63

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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.