Stifel Nicolaus & Co’s Rio Tinto RIO Stock Holding History

Stifel Nicolaus & Co’s Portfolio RIO Stock Details RIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-6,102	Closed	-$251K	–	1521
2013 Q2	$251K	Buy	+6,102	New	+$272K	﹤0.01%	1177

Other funds holding RIO

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

WHV Investments San Francisco, California $187M AUM 14.29% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

NAMA

Nikko Asset Management Americas New York $7.07B AUM 50.91% 1-Year Est. Return

Lord, Abbett & Co Jersey City, New Jersey $30.6B AUM 57.44% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

ING Group Amsterdam, Netherlands $16.4B AUM 34.6% 1-Year Est. Return

Stifel Nicolaus & Co's RIO Position: Q3 2013 in Review

Stifel Nicolaus & Co sold out of Rio Tinto (RIO) in Q3 2013, closing a stake of 6,102 shares — an estimated $251K sold.

Stifel Nicolaus & Co first reported a position in RIO in Q2 2013 and held it in 1 quarter. The position peaked at $251K in Q2 2013. 291 funds tracked by Wall St. Rank hold RIO as of Q3 2013.

Stifel Nicolaus & Co reported no remaining Rio Tinto position as of Q3 2013 after selling out during the quarter.
Stifel Nicolaus & Co sold 6,102 Rio Tinto shares in Q3 2013, an estimated $251K.
Stifel Nicolaus & Co first reported a position in Rio Tinto in Q2 2013 and held it in 1 quarter.
Stifel Nicolaus & Co's Rio Tinto position peaked at $251K in Q2 2013.
291 funds tracked by Wall St. Rank held Rio Tinto as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.