SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6B
This Quarter Est. Return
1 Year Est. Return
–
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$6B
AUM Growth
+$580M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,571
New
Increased
Reduced
Closed

Top Buys

1
+$98.8M
2
+$42.2M
3
+$26.4M
4
BMO icon
Bank of Montreal
BMO
+$23.6M
5
MSFT icon
Microsoft
MSFT
+$20.8M

Top Sells

1
+$32.4M
2
+$28.4M
3
+$21.3M
4
JNJ icon
Johnson & Johnson
JNJ
+$20.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.6M

Sector Composition

1 Technology 11.2%
2 Energy 8.81%
3 Healthcare 8.05%
4 Industrials 7.54%
5 Consumer Staples 6.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPZ
1451
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$37.8K ﹤0.01%
19,400
-1,000
AXIA
1452
AXIA Energia
AXIA
$25.8B
$36.5K ﹤0.01%
13,007
-143
URZ
1453
DELISTED
URANERZ ENERGY CORP
URZ
$16.6K ﹤0.01%
17,425
+2,600
CGRN
1454
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$12.5K ﹤0.01%
+53
CRVP
1455
DELISTED
Crystal Rock Holdings, Inc.
CRVP
$12.5K ﹤0.01%
+14,000
HCAP
1456
DELISTED
Harvest Capital Credit Corporation
HCAP
– –
-12,000
AMBA icon
1457
Ambarella
AMBA
$3.03B
– –
0
ASEA icon
1458
Global X FTSE Southeast Asia ETF
ASEA
$70.5M
– –
-10,984
AZO icon
1459
AutoZone
AZO
$56.8B
– –
-7,299
BANR icon
1460
Banner Corp
BANR
$2.3B
– –
-6,383
BB icon
1461
BlackBerry
BB
$2.56B
– –
-18,666
BLE icon
1462
BlackRock Municipal Income Trust II
BLE
$496M
– –
-10,859
BOE icon
1463
BlackRock Enhanced Global Dividend Trust
BOE
$644M
– –
-10,266
CALM icon
1464
Cal-Maine
CALM
$4.17B
– –
-14,290
CDNS icon
1465
Cadence Design Systems
CDNS
$85.8B
– –
-253,496
CF icon
1466
CF Industries
CF
$12.2B
– –
-9,950
CLH icon
1467
Clean Harbors
CLH
$12.8B
– –
-63,524
CVBF icon
1468
CVB Financial
CVBF
$2.69B
– –
-257,487
CYH icon
1469
Community Health Systems
CYH
$446M
– –
-16,635
DVYE icon
1470
iShares Emerging Markets Dividend ETF
DVYE
$994M
– –
-5,372
EHI
1471
Western Asset Global High Income Fund
EHI
$191M
– –
-21,354
ELD icon
1472
WisdomTree Emerging Markets Local Debt Fund
ELD
$87M
– –
-6,342
ENB icon
1473
Enbridge
ENB
$102B
– –
-20,184
EPHE icon
1474
iShares MSCI Philippines ETF
EPHE
$106M
– –
-8,721
ETD icon
1475
Ethan Allen Interiors
ETD
$612M
– –
-25,491
57 58
59
60 61