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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KGC icon
1451
Kinross Gold
KGC
$27.4B
$60.2K ﹤0.01%
+11,918
New +$63.1K
DRYS
1452
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
ONCT
1453
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
$54.7K ﹤0.01%
19
+4
+27% +$19.9K
ZNGA
1454
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$51.8K ﹤0.01%
+14,100
New +$44.5K
ANH
1455
DELISTED
Anworth Mortgage Asset Corporation
ANH
$50.2K ﹤0.01%
+10,400
New +$49.9K
ATEC icon
1456
Alphatec Holdings
ATEC
$1.46B
$49.3K ﹤0.01%
2,087
+40
+2% +$1.01K
SNBC
1457
DELISTED
Sun Bancorp Inc
SNBC
$44K ﹤0.01%
+2,300
New +$41K
SNMX
1458
DELISTED
Senomyx, Inc.
SNMX
$41.3K ﹤0.01%
11,700
– –
BPZ
1459
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$37.8K ﹤0.01%
19,400
-1,000
-5% -$2.25K
AXIA
1460
AXIA Energia
AXIA
$23.9B
$36.5K ﹤0.01%
16,426
-180
-1% -$324
URZ
1461
DELISTED
URANERZ ENERGY CORP
URZ
$16.6K ﹤0.01%
17,425
+2,600
+18% +$3.1K
CGRN
1462
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$12.5K ﹤0.01%
+53
New +$13.2K
CRVP
1463
DELISTED
Crystal Rock Holdings, Inc.
CRVP
$12.5K ﹤0.01%
+14,000
New +$12.2K
ASEA icon
1464
Global X FTSE Southeast Asia ETF
ASEA
$98.8M
– –
-10,984
Closed -$186K
AZO icon
1465
AutoZone
AZO
$49.2B
– –
-7,299
Closed -$3.09M
BANR icon
1466
Banner Corp
BANR
$2.39B
– –
-6,383
Closed -$216K
BB icon
1467
BlackBerry
BB
$4.98B
– –
-18,666
Closed -$195K
BLE
1468
DELISTED
BlackRock Municipal Income Trust II
BLE
– –
-10,859
Closed -$159K
BOE icon
1469
BlackRock Enhanced Global Dividend Trust
BOE
$673M
– –
-10,266
Closed -$139K
CALM icon
1470
Cal-Maine
CALM
$4.12B
– –
-14,290
Closed -$332K
CDNS icon
1471
Cadence Design Systems
CDNS
$93.6B
– –
-253,496
Closed -$3.67M
CF icon
1472
CF Industries
CF
$19.2B
– –
-9,950
Closed -$341K
CLH icon
1473
Clean Harbors
CLH
$16.5B
– –
-63,524
Closed -$3.21M
CVBF icon
1474
CVB Financial
CVBF
$3.94B
– –
-257,487
Closed -$3.03M
CYH icon
1475
Community Health Systems
CYH
$393M
– –
-16,635
Closed -$645K
57 58
59
60 61

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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.