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Stifel Nicolaus & Co’s Global X FTSE Southeast Asia ETF ASEA Stock Holding History

Stifel Nicolaus & Co’s Portfolio ASEA Stock Details ASEA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-10,984
Closed -$186K – 1476
2013
Q2 		$186K Buy
+10,984
New +$195K ﹤0.01% 1287

Other funds holding ASEA

CFA
Camarda Financial Advisors Fleming Island, Florida $190M AUM 48.71% 1-Year Est. Return
HR
Howe & Rusling Rochester, New York $1.53B AUM 21.45% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
CWM
Cabot Wealth Management Salem, Massachusetts $982M AUM 21.85% 1-Year Est. Return
JMPWA
JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Jane Street
Jane Street New York $777B AUM 61.18% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Stifel Nicolaus & Co's ASEA Position: Q3 2013 in Review

Stifel Nicolaus & Co sold out of Global X FTSE Southeast Asia ETF (ASEA) in Q3 2013, closing a stake of 10,984 shares — an estimated $186K sold.

Stifel Nicolaus & Co first reported a position in ASEA in Q2 2013 and held it in 1 quarter. The position peaked at $186K in Q2 2013. 13 funds tracked by Wall St. Rank hold ASEA as of Q3 2013.

  • Stifel Nicolaus & Co reported no remaining Global X FTSE Southeast Asia ETF position as of Q3 2013 after selling out during the quarter.
  • Stifel Nicolaus & Co sold 10,984 Global X FTSE Southeast Asia ETF shares in Q3 2013, an estimated $186K.
  • Stifel Nicolaus & Co first reported a position in Global X FTSE Southeast Asia ETF in Q2 2013 and held it in 1 quarter.
  • Stifel Nicolaus & Co's Global X FTSE Southeast Asia ETF position peaked at $186K in Q2 2013.
  • 13 funds tracked by Wall St. Rank held Global X FTSE Southeast Asia ETF as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.