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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RITM icon
1426
Rithm Capital
RITM
$5.52B
$111K ﹤0.01%
8,375
-9,894
-54% -$130K
SRC
1427
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$110K ﹤0.01%
+2,676
New +$110K
AMRN
1428
Amarin Corp
AMRN
$299M
$110K ﹤0.01%
870
-100
-10% -$12K
WEN icon
1429
Wendy's
WEN
$1.4B
$109K ﹤0.01%
12,900
-3,248
-20% -$24.4K
SURG
1430
DELISTED
SYNERGETICS USA, INC.
SURG
$106K ﹤0.01%
23,252
– –
PACT
1431
DELISTED
PACTERA TECHNOLOGY INTL LTD SPONSORED ADR
PACT
$102K ﹤0.01%
+17,310
New +$115K
MVF
1432
DELISTED
BlackRock MuniVest Fund
MVF
$101K ﹤0.01%
10,800
– –
ATAXZ
1433
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$97.8K ﹤0.01%
14,320
– –
HSA
1434
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
$95.9K ﹤0.01%
15,100
– –
BSBR icon
1435
Santander
BSBR
$42.5B
$95.4K ﹤0.01%
14,333
-1,679
-10% -$9.8K
HK
1436
DELISTED
Halcon Resources Corporation
HK
$95K ﹤0.01%
124
+64
+107% +$58.3K
EGO icon
1437
Eldorado Gold
EGO
$7.87B
$93.3K ﹤0.01%
2,780
-543
-16% -$20.6K
ARAY icon
1438
Accuray
ARAY
$32M
$88.6K ﹤0.01%
12,000
– –
CAA
1439
DELISTED
CalAtlantic Group, Inc.
CAA
$86.6K ﹤0.01%
2,190
-40
-2% -$1.58K
AVDL
1440
DELISTED
Avadel Pharmaceuticals
AVDL
$85.3K ﹤0.01%
13,000
– –
SPHS
1441
DELISTED
Sophiris Bio, Inc.
SPHS
$84.4K ﹤0.01%
+18,025
New +$83.1K
SQNM
1442
DELISTED
SEQUENOM INC NEW
SQNM
$82.8K ﹤0.01%
31,000
– –
ERII icon
1443
Energy Recovery
ERII
$446M
$81.1K ﹤0.01%
+11,200
New +$58.2K
FCF icon
1444
First Commonwealth Financial
FCF
$2.18B
$79.7K ﹤0.01%
10,500
– –
AXAS
1445
DELISTED
Abraxas Petroleum Corp
AXAS
$78.9K ﹤0.01%
1,535
+1,025
+201% +$50.7K
RDI icon
1446
Reading International Class A
RDI
$33.2M
$74.2K ﹤0.01%
11,300
– –
MRGE
1447
DELISTED
MERGE HEALTHCARE INC COM STK (WI)
MRGE
$65.3K ﹤0.01%
+25,000
New +$83.7K
BIOL
1448
DELISTED
Biolase, Inc.
BIOL
$64.7K ﹤0.01%
3
– –
SBCF icon
1449
Seacoast Banking Corp of Florida
SBCF
$3.36B
$64.4K ﹤0.01%
5,940
+200
+3% +$2.21K
VIVS
1450
VivoSim Labs
VIVS
$1.2M
$63.2K ﹤0.01%
+46
New +$64.2K
56 57
58
59 60

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FAMT
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FC
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QCM
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MCM
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KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.