SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6B
This Quarter Est. Return
1 Year Est. Return
–
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$6B
AUM Growth
+$580M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,571
New
Increased
Reduced
Closed

Top Buys

1
+$98.8M
2
+$42.2M
3
+$26.4M
4
BMO icon
Bank of Montreal
BMO
+$23.6M
5
MSFT icon
Microsoft
MSFT
+$20.8M

Top Sells

1
+$32.4M
2
+$28.4M
3
+$21.3M
4
JNJ icon
Johnson & Johnson
JNJ
+$20.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.6M

Sector Composition

1 Technology 11.2%
2 Energy 8.81%
3 Healthcare 8.05%
4 Industrials 7.54%
5 Consumer Staples 6.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYV
1401
DELISTED
BALCKROCK CORP HG YLD FD V INC
HYV
$141K ﹤0.01%
11,659
+627
ALU
1402
DELISTED
Alcatel-Lucent
ALU
$139K ﹤0.01%
40,806
-308,689
OAKS
1403
DELISTED
Five Oaks Investment Corp.
OAKS
$136K ﹤0.01%
11,950
-3,300
NEA icon
1404
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.48B
$135K ﹤0.01%
10,844
-5,146
EMMS
1405
DELISTED
Emmis Communications Corp
EMMS
$131K ﹤0.01%
12,936
+1,596
VMO icon
1406
Invesco Municipal Opportunity Trust
VMO
$652M
$130K ﹤0.01%
11,071
MCP
1407
DELISTED
MOLYCORP INC COM STK
MCP
$130K ﹤0.01%
19,854
-66,851
ONCY
1408
DELISTED
ONCOLYTICS BIOTECH INC
ONCY
$130K ﹤0.01%
53,366
+5,000
IMN
1409
DELISTED
Imation
IMN
$126K ﹤0.01%
30,740
-1,200
NM
1410
DELISTED
Navios Maritime Holdings Inc.
NM
$125K ﹤0.01%
1,750
-300
JE
1411
DELISTED
Just Energy Group Inc
JE
$121K ﹤0.01%
578
+1
BGY icon
1412
BlackRock Enhanced International Dividend Trust
BGY
$521M
$118K ﹤0.01%
15,289
-859
SFY
1413
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$116K ﹤0.01%
10,200
HT
1414
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$114K ﹤0.01%
+5,095
ACHV icon
1415
Achieve Life Sciences
ACHV
$262M
$113K ﹤0.01%
+6
JCP
1416
DELISTED
J.C. Penney Company, Inc.
JCP
$113K ﹤0.01%
12,809
-14,671
HZNP
1417
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$112K ﹤0.01%
33,441
+1,552
RITM icon
1418
Rithm Capital
RITM
$6.1B
$111K ﹤0.01%
8,375
-9,894
SRC
1419
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$110K ﹤0.01%
+2,676
AMRN
1420
Amarin Corp
AMRN
$332M
$110K ﹤0.01%
870
-100
WEN icon
1421
Wendy's
WEN
$1.61B
$109K ﹤0.01%
12,900
-3,248
SURG
1422
DELISTED
SYNERGETICS USA, INC.
SURG
$106K ﹤0.01%
23,252
PACT
1423
DELISTED
PACTERA TECHNOLOGY INTL LTD SPONSORED ADR
PACT
$102K ﹤0.01%
+17,310
MVF icon
1424
BlackRock MuniVest Fund
MVF
$398M
$101K ﹤0.01%
10,800
ATAXZ
1425
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$97.8K ﹤0.01%
14,320
55 56
57
58 59