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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BYD icon
1401
Boyd Gaming
BYD
$6.18B
$153K ﹤0.01%
+10,800
New +$133K
MIN
1402
Aberdeen Intermediate Income Fund
MIN
$274M
$153K ﹤0.01%
28,728
+7,304
+34% +$38.7K
TQNT
1403
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$150K ﹤0.01%
18,429
+7,929
+76% +$60.6K
RCS
1404
PIMCO Strategic Income Fund
RCS
$244M
$147K ﹤0.01%
14,096
+2,060
+17% +$21.5K
PFLT icon
1405
PennantPark Floating Rate Capital
PFLT
$689M
$146K ﹤0.01%
+10,599
New +$146K
PGH
1406
DELISTED
Pengrowth Energy Corporation
PGH
$146K ﹤0.01%
24,600
-200
-0.8% -$1.12K
SZYM
1407
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$145K ﹤0.01%
13,400
+1,000
+8% +$11.4K
GRT
1408
DELISTED
GLIMCHER REALTY TRUST
GRT
$142K ﹤0.01%
14,614
-8,422
-37% -$90.2K
HYV
1409
DELISTED
BALCKROCK CORP HG YLD FD V INC
HYV
$141K ﹤0.01%
11,659
+627
+6% +$7.47K
ALU
1410
DELISTED
Alcatel-Lucent
ALU
$139K ﹤0.01%
40,806
-308,689
-88% -$789K
OAKS
1411
DELISTED
Five Oaks Investment Corp.
OAKS
$136K ﹤0.01%
11,950
-3,300
-22% -$38.2K
NEA icon
1412
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$135K ﹤0.01%
10,844
-5,146
-32% -$63.2K
EMMS
1413
DELISTED
Emmis Communications Corp
EMMS
$131K ﹤0.01%
12,936
+1,596
+14% +$17.4K
VMO icon
1414
Invesco Municipal Opportunity Trust
VMO
$651M
$130K ﹤0.01%
11,071
– –
MCP
1415
DELISTED
MOLYCORP INC COM STK
MCP
$130K ﹤0.01%
19,854
-66,851
-77% -$449K
ONCY
1416
DELISTED
ONCOLYTICS BIOTECH INC
ONCY
$130K ﹤0.01%
53,366
+5,000
+10% +$13.8K
IMN
1417
DELISTED
Imation
IMN
$126K ﹤0.01%
30,740
-1,200
-4% -$5.37K
NM
1418
DELISTED
Navios Maritime Holdings Inc.
NM
$125K ﹤0.01%
1,750
-300
-15% -$18.7K
JE
1419
DELISTED
Just Energy Group Inc
JE
$121K ﹤0.01%
578
+1
+0.2% +$216
BGY icon
1420
BlackRock Enhanced International Dividend Trust
BGY
$524M
$118K ﹤0.01%
15,289
-859
-5% -$6.57K
SFY
1421
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$116K ﹤0.01%
10,200
– –
HT
1422
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$114K ﹤0.01%
+5,095
New +$114K
ACHV icon
1423
Achieve Life Sciences
ACHV
$659M
$113K ﹤0.01%
+6
New +$124K
JCP
1424
DELISTED
J.C. Penney Company, Inc.
JCP
$113K ﹤0.01%
12,809
-14,671
-53% -$209K
HZNP
1425
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$112K ﹤0.01%
33,441
+1,552
+5% +$4.09K
55 56
57
58 59

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QCM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.