Stifel Nicolaus & Co’s PennantPark Floating Rate Capital PFLT Stock Holding History

Stifel Nicolaus & Co’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	$146K	Buy	+10,599	New	+$146K	﹤0.01%	1409

Other funds holding PFLT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return

Stifel Nicolaus & Co's PFLT Position: Q3 2013 in Review

Stifel Nicolaus & Co opened a new position in PennantPark Floating Rate Capital (PFLT) in Q3 2013: 10,599 shares worth $146K. The stake represents ﹤0.01% of the portfolio and ranks #1409 among its holdings.

61 funds tracked by Wall St. Rank hold PFLT as of Q3 2013.

Stifel Nicolaus & Co held 10,599 shares of PennantPark Floating Rate Capital worth $146K as of Q3 2013.
PennantPark Floating Rate Capital was a new Stifel Nicolaus & Co position in Q3 2013.
PennantPark Floating Rate Capital made up ﹤0.01% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #1409 holding.
61 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.