Yorktown Management & Research Company’s PennantPark Floating Rate Capital PFLT Stock Holding History

Yorktown Management & Research Company’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-55,000	Closed	-$682K	–	319
2016 Q2	$682K	Sell	55,000 -3,000	-5%	-$36.1K	0.16%	91
2016 Q1	$679K	Hold	58,000	–	–	0.13%	122
2015 Q4	$653K	Sell	58,000 -97,000	-63%	-$1.14M	0.12%	167
2015 Q3	$1.85M	Sell	155,000 -101,058	-39%	-$1.32M	0.31%	125
2015 Q2	$3.55M	Hold	256,058	–	–	0.62%	47
2015 Q1	$3.59M	Hold	256,058	–	–	0.65%	41
2014 Q4	$3.52M	Hold	256,058	–	–	0.73%	38
2014 Q3	$3.53M	Hold	256,058	–	–	0.68%	42
2014 Q2	$3.66M	Hold	256,058	–	–	0.68%	37
2014 Q1	$3.54M	Hold	256,058	–	–	0.67%	38
2013 Q4	$3.52M	Buy	256,058 +6,058	+2%	+$82K	0.71%	38
2013 Q3	$3.44M	Buy	250,000 +47,544	+23%	+$655K	0.74%	39
2013 Q2	$2.86M	Buy	+202,456	New	+$2.89M	0.6%	46

Other funds holding PFLT

PAIM

Punch & Associates Investment Management Edina, Minnesota $2.02B AUM 40.6% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Polar Capital London, United Kingdom $13.5B AUM 55.9% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

LCP

LGT Capital Partners Pfaeffikon, Switzerland $1.97B AUM 15.72% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $345M AUM 46.29% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Yorktown Management & Research Company's PFLT Position: Q3 2016 in Review

Yorktown Management & Research Company sold out of PennantPark Floating Rate Capital (PFLT) in Q3 2016, closing a stake of 55,000 shares — an estimated $682K sold.

Yorktown Management & Research Company first reported a position in PFLT in Q2 2013 and held it in 13 quarters. The position peaked at $3.66M in Q2 2014. 70 funds tracked by Wall St. Rank hold PFLT as of Q3 2016.

Yorktown Management & Research Company reported no remaining PennantPark Floating Rate Capital position as of Q3 2016 after selling out during the quarter.
Yorktown Management & Research Company sold 55,000 PennantPark Floating Rate Capital shares in Q3 2016, an estimated $682K.
Yorktown Management & Research Company first reported a position in PennantPark Floating Rate Capital in Q2 2013 and held it in 13 quarters.
Yorktown Management & Research Company's PennantPark Floating Rate Capital position peaked at $3.66M in Q2 2014.
70 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q3 2016.

Based on Yorktown Management & Research Company's 13F filing for Q3 2016, filed 31 Oct 2016.