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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

50 hedge funds and large institutions have $44.5M invested in PennantPark Floating Rate Capital in 2015 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 8 closing their positions.

Holders
50
Holders Change
+2
Holders Change %
+4.17%
% of All Funds
1.33%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
17
Reduced
11
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$6.5M
2
DCM
2
Dialectic Capital Management
Connecticut
$702K
3
ZB
3
Zions Bancorporation
Utah
$491K
4
UBS Group
4
UBS Group
Switzerland
$4.24M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$665K

Top Sellers

1
NIMC
1
NWQ Investment Management Company
California
$0
2
AW
2
ACG Wealth
Georgia
$0
3
CG
3
Caprock Group
Idaho
$0
4
Millennium Management
4
Millennium Management
New York
$0
5
Stifel Financial
5
Stifel Financial
Missouri
$1.1M
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$6.5M 462,939 +310,968 +205%
UBS Group
2
UBS Group
Switzerland
$4.24M 301,945 +33,638 +13%
YMRC
3
Yorktown Management & Research Company
Virginia
$3.59M 256,058 – –
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$3.41M 243,302 +16,063 +7%
Morgan Stanley
5
Morgan Stanley
New York
$2.87M 204,454 +30,826 +18%
WFI
6
West Family Investments
California
$1.8M 127,994 – –
MC
7
Muzinich & Co
New York
$1.8M 128,008 – –
CIM
8
Confluence Investment Management
Missouri
$1.58M 112,563 -34,000 -23%
TFCM
9
Taylor Frigon Capital Management
Arizona
$1.48M 105,011 +1,251 +1%
UBS AM
10
UBS AM
Illinois
$1.46M 104,260 -2,056 -2%
JIC
11
JRM Investment Counsel
Nebraska
$1.45M 103,621 +25,403 +32%
HighTower Advisors
12
HighTower Advisors
Illinois
$1.15M 82,190 +1,551 +2%
BG
13
BlackRock Group
United Kingdom
$1.1M 78,485 +12,920 +20%
Stifel Financial
14
Stifel Financial
Missouri
$1.1M 78,413 -37,066 -32%
TYCC
15
Texas Yale Capital Corp
Florida
$1.08M 76,794 +3,593 +5%
OIA
16
Optimum Investment Advisors
Illinois
$854K 60,844 -7,931 -12%
RVP
17
Relative Value Partners
Illinois
$851K 60,646 +5,794 +11%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$791K 56,378 +14,705 +35%
CAS
19
Cue Advisory Services
Arizona
$775K 55,400 – –
DCM
20
Dialectic Capital Management
Connecticut
$702K 50,000 +50,000 New
Two Sigma Investments
21
Two Sigma Investments
New York
$665K 47,363 +33,393 +239%
VFS
22
VSR Financial Services
Kansas
$640K 45,600 -1,500 -3%
AWM
23
AllSquare Wealth Management
New York
$636K 45,300 – –
CA
24
Corrado Advisors
New Jersey
$575K 40,999 +2,810 +7%
ZB
25
Zions Bancorporation
Utah
$491K 35,000 +35,000 New
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