We are live on ! Find out more
PFLT icon

PennantPark Floating Rate Capital

96 hedge funds and large institutions have $166M invested in PennantPark Floating Rate Capital in 2019 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 33 increasing their positions, 31 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 10

2% more funds holding

Funds holding: 9496 (+2)

6% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 31

1% more capital invested

Capital invested by funds: $164M → $166M (+$1.38M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.27% less ownership

Funds ownership: 37.3%37.04% (-0.27%)

Holders
96
Holders Change
+2
Holders Change %
+2.13%
% of All Funds
2.11%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
12
Increased
33
Reduced
31
Closed
10
Calls
$5K
Puts
Net Calls
+$5K
Net Calls Change
+$56K
Name Holding Trade Value Shares
Change
Change in
Stake
AS
1
Altshuler Shaham
Israel
$22M
SIS
2
Sound Income Strategies
Florida
$21.7M +$3.13M +270,417 +17%
LCP
3
LGT Capital Partners
Switzerland
$9.57M -$3.42M -295,000 -26%
PC
4
Polar Capital
United Kingdom
$8.43M +$117K +10,112 +1%
UBS Group
5
UBS Group
Switzerland
$7.65M -$147K -12,715 -2%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$4.78M -$395K -34,088 -8%
MC
7
Muzinich & Co
New York
$4.67M -$938K -80,910 -17%
PRCP
8
Pacific Ridge Capital Partners
Oregon
$4.63M +$207K +17,818 +5%
VanEck Associates
9
VanEck Associates
New York
$4.33M +$111K +9,560 +3%
PAIM
10
Punch & Associates Investment Management
Minnesota
$4.14M -$2.37M -204,756 -36%
VEA
11
Virtus ETF Advisers
New York
$3.97M +$622K +53,619 +19%
Morgan Stanley
12
Morgan Stanley
New York
$3.84M -$287K -24,789 -7%
RVPG
13
Relative Value Partners Group
$3.79M +$349K +30,089 +10%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$3.71M +$70.6K +6,088 +2%
AAM
15
Advisors Asset Management
Colorado
$2.87M -$491K -42,340 -15%
BRWM
16
B. Riley Wealth Management
Tennessee
$2.8M +$177K +15,272 +7%
POIA
17
Pin Oak Investment Advisors
Texas
$2.77M +$59.9K +5,165 +2%
WFI
18
West Family Investments
California
$2.69M +$25.1K +2,165 +0.9%
CIM
19
Corbyn Investment Management
Maryland
$2.36M -$55.4K -4,782 -2%
BlackRock
20
BlackRock
New York
$2.35M +$345K +29,764 +17%
Arrowstreet Capital
21
Arrowstreet Capital
Massachusetts
$2.32M +$449K +38,736 +24%
Legal & General Group
22
Legal & General Group
United Kingdom
$2.24M
Two Sigma Investments
23
Two Sigma Investments
New York
$2.23M +$1.24M +107,223 +126%
CIM
24
Confluence Investment Management
Missouri
$2.04M +$24.9K +2,151 +1%
KCM
25
Kennedy Capital Management
Missouri
$1.82M +$1.29K +111 +0.1%

PFLT Hedge Fund Activity: Q3 2019 in Review

96 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q3 2019, worth a combined $166M — up 0.84% from $164M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new PFLT positions and 10 closed out — a net gain of 2 holders — while 33 added to existing stakes and 31 trimmed.

The largest buyer was Sound Income Strategies, adding an estimated $3.13M. The largest seller was LGT Capital Partners, cutting an estimated $3.42M.

  • 96 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q3 2019, up from 94 in Q2 2019.
  • Funds reported $166M of PennantPark Floating Rate Capital stock for Q3 2019, up 0.84% quarter-over-quarter.
  • 12 funds opened new PennantPark Floating Rate Capital positions in Q3 2019 and 10 closed out, a net change of +2 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q3 2019 was Sound Income Strategies, an estimated $3.13M added.
  • The largest PennantPark Floating Rate Capital seller in Q3 2019 was LGT Capital Partners, an estimated $3.42M sold.

Based on aggregated 13F filings for Q3 2019.