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PennantPark Floating Rate Capital

54 hedge funds and large institutions have $55.1M invested in PennantPark Floating Rate Capital in 2014 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 21 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% less capital invested

Capital invested by funds: $55.1M → $55.1M (-$67.6K)

5% less funds holding

Funds holding: 5754 (-3)

33% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 21

38% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 8

Holders
54
Holders Change
-3
Holders Change %
-5.26%
% of All Funds
1.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
14
Reduced
21
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.17M -$1.63M -117,868 -19%
BFA
2
BlackRock Fund Advisors
California
$5.74M +$58.2K +4,200 +1%
NIMC
3
NWQ Investment Management Company
California
$4.48M +$4.5M +324,492 New
Millennium Management
4
Millennium Management
New York
$3.6M -$1.37M -98,680 -27%
YMRC
5
Yorktown Management & Research Company
Virginia
$3.54M
CIM
6
Confluence Investment Management
Missouri
$3.42M -$739K -53,300 -18%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$3.11M -$32.1K -2,316 -1%
State Street
8
State Street
Massachusetts
$2.38M +$254K +18,314 +12%
Northern Trust
9
Northern Trust
Illinois
$2.12M -$247K -17,826 -10%
BIT
10
BlackRock Institutional Trust
California
$2.03M -$49.2K -3,554 -2%
UBS AM
11
UBS AM
Illinois
$1.44M -$26.1K -1,880 -2%
AW
12
ACG Wealth
Georgia
$1.36M +$65.7K +4,744 +5%
WFI
13
West Family Investments
California
$1.29M
BG
14
BlackRock Group
United Kingdom
$1.26M +$121K +8,701 +11%
Stifel Financial
15
Stifel Financial
Missouri
$1.14M +$1.14M +82,465 New
HighTower Advisors
16
HighTower Advisors
Illinois
$1.05M +$435K +31,421 +70%
TCIM
17
TIAA CREF Investment Management
New York
$861K
AIM
18
Allen Investment Management
New York
$713K +$714K +51,557 New
BIM
19
BlackRock Investment Management
Delaware
$690K +$11.4K +826 +2%
VFS
20
VSR Financial Services
Kansas
$661K
Bank of New York Mellon
21
Bank of New York Mellon
New York
$639K -$2.84K -205 -0.4%
AR
22
Advisory Research
Illinois
$502K +$189K +13,640 +60%
SMDAM
23
Sumitomo Mitsui DS Asset Management
Japan
$502K +$189K +13,640 +60%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$493K -$93.3K -6,730 -16%
CA
25
Corrado Advisors
New Jersey
$493K +$29K +2,091 +6%

PFLT Hedge Fund Activity: Q1 2014 in Review

54 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q1 2014, worth a combined $55.1M — down 0.12% from $55.1M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of PFLT and 5 opened new positions — a net loss of 3 holders — while 21 trimmed existing stakes and 14 added.

The largest buyer was NWQ Investment Management Company, opening a new position worth an estimated $4.5M. The largest seller was Morgan Stanley, cutting an estimated $1.63M.

  • 54 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q1 2014, down from 57 in Q4 2013.
  • Funds reported $55.1M of PennantPark Floating Rate Capital stock for Q1 2014, down 0.12% quarter-over-quarter.
  • 5 funds opened new PennantPark Floating Rate Capital positions in Q1 2014 and 8 closed out, a net change of -3 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q1 2014 was NWQ Investment Management Company, an estimated $4.5M added.
  • The largest PennantPark Floating Rate Capital seller in Q1 2014 was Morgan Stanley, an estimated $1.63M sold.

Based on aggregated 13F filings for Q1 2014.