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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

54 hedge funds and large institutions have $55.1M invested in PennantPark Floating Rate Capital in 2014 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 21 reducing their positions, and 8 closing their positions.

Holders
54
Holders Change
-3
Holders Change %
-5.26%
% of All Funds
1.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
14
Reduced
21
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NIMC
1
NWQ Investment Management Company
California
$4.48M
2
Stifel Financial
2
Stifel Financial
Missouri
$1.14M
3
AIM
3
Allen Investment Management
New York
$713K
4
HighTower Advisors
4
HighTower Advisors
Illinois
$1.05M
5
MERSOM
5
Municipal Employees' Retirement System of Michigan
Michigan
$370K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$7.17M
2
Millennium Management
2
Millennium Management
New York
$3.6M
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$321K
4
FNYS
4
First New York Securities
New York
$0
5
U
5
UBS
Switzerland
$90K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$7.17M 519,036 -117,868 -19%
BFA
2
BlackRock Fund Advisors
California
$5.74M 415,060 +4,200 +1%
NIMC
3
NWQ Investment Management Company
California
$4.48M 324,492 +324,492 New
Millennium Management
4
Millennium Management
New York
$3.6M 260,815 -98,680 -27%
YMRC
5
Yorktown Management & Research Company
Virginia
$3.54M 256,058 – –
CIM
6
Confluence Investment Management
Missouri
$3.42M 247,433 -53,300 -18%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$3.11M 225,126 -2,316 -1%
State Street
8
State Street
Massachusetts
$2.38M 172,280 +18,314 +12%
Northern Trust
9
Northern Trust
Illinois
$2.12M 153,354 -17,826 -10%
BIT
10
BlackRock Institutional Trust
California
$2.03M 147,128 -3,554 -2%
UBS AM
11
UBS AM
Illinois
$1.44M 104,148 -1,880 -2%
AW
12
ACG Wealth
Georgia
$1.36M 98,645 +4,744 +5%
WFI
13
West Family Investments
California
$1.29M 93,520 – –
BG
14
BlackRock Group
United Kingdom
$1.26M 91,003 +8,701 +11%
Stifel Financial
15
Stifel Financial
Missouri
$1.14M 82,465 +82,465 New
HighTower Advisors
16
HighTower Advisors
Illinois
$1.05M 76,251 +31,421 +70%
TCIM
17
TIAA CREF Investment Management
New York
$861K 62,314 – –
AIM
18
Allen Investment Management
New York
$713K 51,557 +51,557 New
BIM
19
BlackRock Investment Management
Delaware
$690K 49,935 +826 +2%
VFS
20
VSR Financial Services
Kansas
$661K 47,810 – –
Bank of New York Mellon
21
Bank of New York Mellon
New York
$639K 46,172 -205 -0.4%
AR
22
Advisory Research
Illinois
$502K 36,360 +13,640 +60%
SMDAM
23
Sumitomo Mitsui DS Asset Management
Japan
$502K 36,360 +13,640 +60%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$493K 35,670 -6,730 -16%
CA
25
Corrado Advisors
New Jersey
$493K 35,658 +2,091 +6%
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