Sumitomo Mitsui DS Asset Management’s PennantPark Floating Rate Capital PFLT Stock Holding History

Sumitomo Mitsui DS Asset Management’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-103,550	Closed	-$1.33M	–	772
2019 Q1	$1.33M	Sell	103,550 -5,686	-5%	-$73K	0.02%	439
2018 Q4	$1.26M	Sell	109,236 -17,574	-14%	-$222K	0.02%	410
2018 Q3	$1.67M	Sell	126,810 -4,063	-3%	-$55.1K	0.03%	401
2018 Q2	$1.79M	Buy	+130,873	New	+$1.77M	0.03%	382
2014 Q2	–	Sell	-36,360	Closed	-$502K	–	783
2014 Q1	$502K	Buy	36,360 +13,640	+60%	+$189K	0.01%	687
2013 Q4	$311K	Buy	+22,720	New	+$308K	0.01%	745

Other funds holding PFLT

Altshuler Shaham Tel Aviv, Israel $5.54B AUM 44.68% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

LCP

LGT Capital Partners Pfaeffikon, Switzerland $1.88B AUM 20.37% 1-Year Est. Return

Polar Capital London, United Kingdom $13.5B AUM 55.9% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

PRCP

Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Sumitomo Mitsui DS Asset Management's PFLT Position: Q2 2019 in Review

Sumitomo Mitsui DS Asset Management sold out of PennantPark Floating Rate Capital (PFLT) in Q2 2019, closing a stake of 103,550 shares — an estimated $1.33M sold.

Sumitomo Mitsui DS Asset Management first reported a position in PFLT in Q4 2013 and held it in 6 quarters. The position peaked at $1.79M in Q2 2018. 94 funds tracked by Wall St. Rank hold PFLT as of Q2 2019.

Sumitomo Mitsui DS Asset Management reported no remaining PennantPark Floating Rate Capital position as of Q2 2019 after selling out during the quarter.
Sumitomo Mitsui DS Asset Management sold 103,550 PennantPark Floating Rate Capital shares in Q2 2019, an estimated $1.33M.
Sumitomo Mitsui DS Asset Management first reported a position in PennantPark Floating Rate Capital in Q4 2013 and held it in 6 quarters.
Sumitomo Mitsui DS Asset Management's PennantPark Floating Rate Capital position peaked at $1.79M in Q2 2018.
94 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q2 2019.

Based on Sumitomo Mitsui DS Asset Management's 13F filing for Q2 2019, filed 13 Aug 2019.