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PennantPark Floating Rate Capital

101 hedge funds and large institutions have $175M invested in PennantPark Floating Rate Capital in 2019 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 39 increasing their positions, 29 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 9

34% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 29

4% more funds holding

Funds holding: 97101 (+4)

3% more capital invested

Capital invested by funds: $170M → $175M (+$5.65M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.79% less ownership

Funds ownership: 37.36%36.57% (-0.79%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $54K

Holders
101
Holders Change
+4
Holders Change %
+4.12%
% of All Funds
2.19%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
13
Increased
39
Reduced
29
Closed
9
Calls
Puts
$54K
Net Calls
-$54K
Net Calls Change
-$42K
Name Holding Trade Value Shares
Change
Change in
Stake
AS
1
Altshuler Shaham
Israel
$24.4M
SIS
2
Sound Income Strategies
Florida
$15M +$1.16M +90,537 +8%
LCP
3
LGT Capital Partners
Switzerland
$14.1M +$986K +76,791 +8%
PC
4
Polar Capital
United Kingdom
$9.69M -$868K -67,646 -8%
UBS Group
5
UBS Group
Switzerland
$9.16M +$81.1K +6,322 +0.9%
PAIM
6
Punch & Associates Investment Management
Minnesota
$7.17M +$147K +11,430 +2%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$5.65M -$112K -8,733 -2%
PRCP
8
Pacific Ridge Capital Partners
Oregon
$4.89M +$18.5K +1,444 +0.4%
Morgan Stanley
9
Morgan Stanley
New York
$4.49M +$386K +30,051 +9%
AAM
10
Advisors Asset Management
Colorado
$4.25M -$403K -31,424 -9%
VanEck Associates
11
VanEck Associates
New York
$4.23M +$229K +17,837 +6%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$3.85M +$119K +9,253 +3%
RVPG
13
Relative Value Partners Group
$3.73M +$25.7K +2,005 +0.7%
AM
14
Ares Management
California
$3.37M -$7.35M -572,361 -68%
WFI
15
West Family Investments
California
$3.22M -$1.64M -127,720 -34%
Stifel Financial
16
Stifel Financial
Missouri
$3M +$62K +4,827 +2%
POIA
17
Pin Oak Investment Advisors
Texas
$2.76M -$27.9K -2,175 -1%
CIM
18
Corbyn Investment Management
Maryland
$2.7M -$166K -12,928 -6%
Millennium Management
19
Millennium Management
New York
$2.68M +$2.49M +193,712 +1,271%
RA
20
Resource America
New York
$2.61M
Legal & General Group
21
Legal & General Group
United Kingdom
$2.47M +$220K +17,109 +10%
BRWM
22
B. Riley Wealth Management
Tennessee
$2.47M +$15.1K +1,178 +0.6%
BlackRock
23
BlackRock
New York
$2.34M +$77.1K +6,008 +3%
Arrowstreet Capital
24
Arrowstreet Capital
Massachusetts
$2.1M +$1.18M +92,289 +129%
PA
25
PFG Advisors
Arizona
$1.93M -$28.8K -2,244 -2%

PFLT Hedge Fund Activity: Q1 2019 in Review

101 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q1 2019, worth a combined $175M — up 3.3% from $170M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new PFLT positions and 9 closed out — a net gain of 4 holders — while 39 added to existing stakes and 29 trimmed.

The largest buyer was Millennium Management, adding an estimated $2.49M. The largest seller was Ares Management, cutting an estimated $7.35M.

  • 101 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q1 2019, up from 97 in Q4 2018.
  • Funds reported $175M of PennantPark Floating Rate Capital stock for Q1 2019, up 3.3% quarter-over-quarter.
  • 13 funds opened new PennantPark Floating Rate Capital positions in Q1 2019 and 9 closed out, a net change of +4 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q1 2019 was Millennium Management, an estimated $2.49M added.
  • The largest PennantPark Floating Rate Capital seller in Q1 2019 was Ares Management, an estimated $7.35M sold.

Based on aggregated 13F filings for Q1 2019.