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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

44 hedge funds and large institutions have $38.3M invested in PennantPark Floating Rate Capital in 2014 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 16 increasing their positions, 13 reducing their positions, and 15 closing their positions.

Holders
44
Holders Change
-9
Holders Change %
-16.98%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
16
Reduced
13
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NIMC
1
NWQ Investment Management Company
California
$6.27M
2
TYCC
2
Texas Yale Capital Corp
Florida
$788K
3
DCM
3
Driehaus Capital Management
Illinois
$361K
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$327K
5
Goldman Sachs
5
Goldman Sachs
New York
$890K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$2.3M
2
Northern Trust
2
Northern Trust
Illinois
$0
3
Deutsche Bank
3
Deutsche Bank
Germany
$0
4
PP
4
Paloma Partners
Connecticut
$0
5
COPPSERS
5
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
NIMC
1
NWQ Investment Management Company
California
$6.27M 454,877 +130,385 +40%
YMRC
2
Yorktown Management & Research Company
Virginia
$3.53M 256,058 – –
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$3.46M 251,095 +6,011 +2%
U
4
UBS
Switzerland
$3.45M 250,212 +67 +0%
CIM
5
Confluence Investment Management
Missouri
$2.64M 191,716 -37,751 -16%
Morgan Stanley
6
Morgan Stanley
New York
$2.3M 166,725 -250,406 -60%
Stifel Financial
7
Stifel Financial
Missouri
$1.68M 121,824 +6,579 +6%
WFI
8
West Family Investments
California
$1.42M 103,024 +9,504 +10%
UBS AM
9
UBS AM
Illinois
$1.42M 102,799 -969 -0.9%
AIM
10
Allen Investment Management
New York
$1.14M 82,771 -11,517 -12%
HighTower Advisors
11
HighTower Advisors
Illinois
$1.09M 79,149 +1,452 +2%
BG
12
BlackRock Group
United Kingdom
$1.02M 74,202 -11,768 -14%
Goldman Sachs
13
Goldman Sachs
New York
$890K 64,609 +14,086 +28%
OIA
14
Optimum Investment Advisors
Illinois
$842K 59,470 +13,570 +30%
TYCC
15
Texas Yale Capital Corp
Florida
$788K 57,175 +57,175 New
AW
16
ACG Wealth
Georgia
$745K 54,064 -37,995 -41%
VFS
17
VSR Financial Services
Kansas
$659K 47,810 -2,000 -4%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$555K 40,320 +4,650 +13%
CA
19
Corrado Advisors
New Jersey
$545K 39,522 +1,055 +3%
MERSOM
20
Municipal Employees' Retirement System of Michigan
Michigan
$372K 26,800 – –
BP
21
BBR Partners
New York
$361K 26,200 – –
DCM
22
Driehaus Capital Management
Illinois
$361K 26,200 +26,200 New
Millennium Management
23
Millennium Management
New York
$357K 25,924 -26,622 -51%
Two Sigma Advisers
24
Two Sigma Advisers
New York
$327K 23,700 +23,700 New
Two Sigma Investments
25
Two Sigma Investments
New York
$313K 22,700 -43,057 -65%
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