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PennantPark Floating Rate Capital

77 hedge funds and large institutions have $157M invested in PennantPark Floating Rate Capital in 2017 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 41 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 3

273% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 11

20% more capital invested

Capital invested by funds: $132M → $157M (+$25.7M)

15% more funds holding

Funds holding: 6777 (+10)

0.67% more ownership

Funds ownership: 34.92%35.59% (+0.67%)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
77
Holders Change
+10
Holders Change %
+14.93%
% of All Funds
1.92%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
15
Increased
41
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MC
1
Muzinich & Co
New York
$15.1M +$7.35M +529,519 +96%
UBS Group
2
UBS Group
Switzerland
$11.2M +$3.75M +270,153 +50%
PAIM
3
Punch & Associates Investment Management
Minnesota
$10.5M -$2.58M -185,741 -20%
IP
4
Ironsides Partners
Massachusetts
$10.5M -$3.71M -267,420 -26%
LCP
5
LGT Capital Partners
Switzerland
$8.09M +$2.08M +150,000 +35%
PC
6
Polar Capital
United Kingdom
$6.79M
Two Sigma Investments
7
Two Sigma Investments
New York
$6.28M +$5.36M +385,964 +596%
AM
8
Ares Management
California
$5.94M +$368K +26,500 +7%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$5.81M +$1.45M +104,371 +33%
WFI
10
West Family Investments
California
$5.79M +$929K +66,925 +19%
AAM
11
Advisors Asset Management
Colorado
$5.39M -$2.18M -157,331 -29%
Two Sigma Advisers
12
Two Sigma Advisers
New York
$4.71M +$3.55M +255,533 +309%
Morgan Stanley
13
Morgan Stanley
New York
$4.56M +$64.1K +4,617 +1%
FCH
14
Freestone Capital Holdings
Washington
$3.43M -$721K -51,935 -17%
PRCP
15
Pacific Ridge Capital Partners
Oregon
$3.38M +$624K +44,906 +23%
RVPG
16
Relative Value Partners Group
$3.22M +$618K +44,492 +24%
BlackRock
17
BlackRock
New York
$3.06M +$3.05M +219,383 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$3.03M +$44.4K +3,197 +1%
VanEck Associates
19
VanEck Associates
New York
$2.85M +$638K +45,976 +29%
BRF
20
B. Riley Financial
California
$2.56M +$49.1K +3,533 +2%
CIM
21
Confluence Investment Management
Missouri
$2.53M +$357K +25,680 +17%
GIM
22
Greenwich Investment Management
Connecticut
$2.31M +$1.26M +90,849 +121%
D.E. Shaw & Co
23
D.E. Shaw & Co
New York
$2.24M +$1.44M +103,815 +183%
CAS
24
Cue Advisory Services
Arizona
$2.17M -$8.89K -640 -0.4%
MCM
25
McKinley Capital Management
Alaska
$1.82M +$79.4K +5,721 +5%

PFLT Hedge Fund Activity: Q1 2017 in Review

77 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q1 2017, worth a combined $157M — up 20% from $132M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new PFLT positions and 3 closed out — a net gain of 12 holders — while 41 added to existing stakes and 11 trimmed.

The largest buyer was Muzinich & Co, adding an estimated $7.35M. The largest seller was Ironsides Partners, cutting an estimated $3.71M.

  • 77 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q1 2017, up from 67 in Q4 2016.
  • Funds reported $157M of PennantPark Floating Rate Capital stock for Q1 2017, up 20% quarter-over-quarter.
  • 15 funds opened new PennantPark Floating Rate Capital positions in Q1 2017 and 3 closed out, a net change of +12 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q1 2017 was Muzinich & Co, an estimated $7.35M added.
  • The largest PennantPark Floating Rate Capital seller in Q1 2017 was Ironsides Partners, an estimated $3.71M sold.

Based on aggregated 13F filings for Q1 2017.