D.E. Shaw & Co’s PennantPark Floating Rate Capital PFLT Stock Holding History

D.E. Shaw & Co’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q2	–	Sell	-87,212	Closed	-$976K	–	4629
2025 Q1	$976K	Buy	87,212 +56,654	+185%	+$632K	﹤0.01%	3095
2024 Q4	$334K	Buy	30,558 +20,345	+199%	+$228K	﹤0.01%	3834
2024 Q3	$118K	Sell	10,213 -31,408	-75%	-$356K	﹤0.01%	4234
2024 Q2	$480K	Buy	+41,621	New	+$472K	﹤0.01%	3643
2024 Q1	–	Sell	-38,674	Closed	-$468K	–	4638
2023 Q4	$468K	Buy	38,674 +26,631	+221%	+$291K	﹤0.01%	3538
2023 Q3	$128K	Sell	12,043 -269,763	-96%	-$2.91M	﹤0.01%	3829
2023 Q2	$3M	Buy	+281,806	New	+$3.02M	﹤0.01%	2295
2023 Q1	–	Sell	-12,482	Closed	-$137K	–	4758
2022 Q4	$137K	Buy	+12,482	New	+$137K	﹤0.01%	4333
2022 Q2	–	Sell	-116,412	Closed	-$1.57M	–	5669
2022 Q1	$1.57M	Buy	+116,412	New	+$1.52M	﹤0.01%	3537
2021 Q3	–	Sell	-34,901	Closed	-$444K	–	5158
2021 Q2	$444K	Buy	34,901 +24,732	+243%	+$312K	﹤0.01%	4094
2021 Q1	$121K	Sell	10,169 -22,953	-69%	-$268K	﹤0.01%	3915
2020 Q4	$349K	Buy	+33,122	New	+$314K	﹤0.01%	3545
2020 Q3	–	Sell	-25,316	Closed	-$213K	–	4076
2020 Q2	$213K	Sell	25,316 -67,264	-73%	-$494K	﹤0.01%	3756
2020 Q1	$450K	Buy	92,580 +49,507	+115%	+$519K	﹤0.01%	3257
2019 Q4	$525K	Buy	43,073 +16,215	+60%	+$193K	﹤0.01%	3370
2019 Q3	$312K	Sell	26,858 -33,642	-56%	-$390K	﹤0.01%	3441
2019 Q2	$699K	Sell	60,500 -19,353	-24%	-$239K	﹤0.01%	2892
2019 Q1	$1.02M	Buy	79,853 +45,703	+134%	+$587K	﹤0.01%	2597
2018 Q4	$395K	Sell	34,150 -1,856	-5%	-$23.5K	﹤0.01%	3223
2018 Q3	$473K	Buy	36,006 +24,766	+220%	+$336K	﹤0.01%	3143
2018 Q2	$154K	Sell	11,240 -1,232	-10%	-$16.7K	﹤0.01%	3586
2018 Q1	$163K	Sell	12,472 -78,734	-86%	-$1.04M	﹤0.01%	3359
2017 Q4	$1.25M	Buy	91,206 +10,529	+13%	+$148K	﹤0.01%	2449
2017 Q3	$1.17M	Buy	80,677 +57,829	+253%	+$824K	﹤0.01%	2404
2017 Q2	$322K	Sell	22,848 -137,544	-86%	-$1.92M	﹤0.01%	3005
2017 Q1	$2.24M	Buy	160,392 +103,815	+183%	+$1.44M	﹤0.01%	1776
2016 Q4	$798K	Sell	56,577 -4,479	-7%	-$60.5K	﹤0.01%	2590
2016 Q3	$808K	Buy	61,056 +7,167	+13%	+$92.2K	﹤0.01%	2528
2016 Q2	$668K	Sell	53,889 -17,247	-24%	-$208K	﹤0.01%	2650
2016 Q1	$832K	Buy	71,136 +42,035	+144%	+$468K	﹤0.01%	2484
2015 Q4	$327K	Sell	29,101 -19,682	-40%	-$230K	﹤0.01%	3326
2015 Q3	$582K	Buy	+48,783	New	+$635K	﹤0.01%	2960
2015 Q2	–	Sell	-11,923	Closed	-$167K	–	3846
2015 Q1	$167K	Buy	+11,923	New	+$165K	﹤0.01%	3475
2014 Q3	–	Sell	-32,001	Closed	-$457K	–	4316
2014 Q2	$457K	Buy	+32,001	New	+$443K	﹤0.01%	3605
2014 Q1	–	Sell	-18,025	Closed	-$247K	–	4530
2013 Q4	$247K	Buy	+18,025	New	+$244K	﹤0.01%	4159

Other funds holding PFLT

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Altshuler Shaham Tel Aviv, Israel $5.54B AUM 44.68% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

D.E. Shaw & Co's PFLT Position: Q2 2025 in Review

D.E. Shaw & Co sold out of PennantPark Floating Rate Capital (PFLT) in Q2 2025, closing a stake of 87,212 shares — an estimated $976K sold.

D.E. Shaw & Co first reported a position in PFLT in Q4 2013 and held it in 35 quarters. The position peaked at $3M in Q2 2023. 124 funds tracked by Wall St. Rank hold PFLT as of Q2 2025.

D.E. Shaw & Co reported no remaining PennantPark Floating Rate Capital position as of Q2 2025 after selling out during the quarter.
D.E. Shaw & Co sold 87,212 PennantPark Floating Rate Capital shares in Q2 2025, an estimated $976K.
D.E. Shaw & Co first reported a position in PennantPark Floating Rate Capital in Q4 2013 and held it in 35 quarters.
D.E. Shaw & Co's PennantPark Floating Rate Capital position peaked at $3M in Q2 2023.
124 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q2 2025.

Based on D.E. Shaw & Co's 13F filing for Q2 2025, filed 14 Aug 2025.