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PennantPark Floating Rate Capital

70 hedge funds and large institutions have $109M invested in PennantPark Floating Rate Capital in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 29 increasing their positions, 19 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 19

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

10% more capital invested

Capital invested by funds: $98.7M → $109M (+$10.2M)

0% more funds holding

Funds holding: 7070 (0)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
70
Holders Change
Holders Change %
0%
% of All Funds
1.87%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
8
Increased
29
Reduced
19
Closed
6
Calls
$2K
Puts
Net Calls
+$2K
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAIM
1
Punch & Associates Investment Management
Minnesota
$12.3M +$118K +9,169 +1%
AAM
2
Advisors Asset Management
Colorado
$9.68M +$363K +28,184 +4%
AM
3
Ares Management
California
$7.29M +$4.06M +315,400 +134%
UBS Group
4
UBS Group
Switzerland
$6.51M +$342K +26,601 +6%
PC
5
Polar Capital
United Kingdom
$6.25M
Morgan Stanley
6
Morgan Stanley
New York
$5.84M -$5.93M -461,218 -51%
MC
7
Muzinich & Co
New York
$5.12M +$2.1M +163,248 +73%
LCP
8
LGT Capital Partners
Switzerland
$5.01M -$24K -1,863 -0.5%
WFI
9
West Family Investments
California
$4.61M +$503K +39,094 +13%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$4.04M +$3.93M +305,540 New
FCH
11
Freestone Capital Holdings
Washington
$3.95M
PRCP
12
Pacific Ridge Capital Partners
Oregon
$2.67M -$84.1K -6,535 -3%
BRF
13
B. Riley Financial
California
$2.37M -$6.43K -500 -0.3%
RVPG
14
Relative Value Partners Group
$2.28M +$188K +14,578 +9%
CAS
15
Cue Advisory Services
Arizona
$2.08M +$28.8K +2,240 +1%
CIM
16
Confluence Investment Management
Missouri
$2.04M +$18.4K +1,428 +0.9%
Manulife (Manufacturers Life Insurance)
17
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.82M -$17.7K -1,374 -1%
VanEck Associates
18
VanEck Associates
New York
$1.72M +$86.2K +6,705 +5%
BG
19
BlackRock Group
United Kingdom
$1.68M -$212K -16,452 -11%
NFA
20
Nuveen Fund Advisors
Illinois
$1.57M +$215K +16,717 +16%
MCM
21
McKinley Capital Management
Alaska
$1.53M +$156K +12,093 +12%
HighTower Advisors
22
HighTower Advisors
Illinois
$1.32M +$26K +2,018 +2%
CL
23
CSS LLC
Illinois
$1.27M
GIM
24
Greenwich Investment Management
Connecticut
$1.04M +$305K +23,750 +43%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$1.01M

PFLT Hedge Fund Activity: Q3 2016 in Review

70 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q3 2016, worth a combined $109M — up 10% from $98.7M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new PFLT positions and 6 closed out — a net gain of 2 holders — while 29 added to existing stakes and 19 trimmed.

The largest buyer was Ares Management, adding an estimated $4.06M. The largest seller was Morgan Stanley, cutting an estimated $5.93M.

  • 70 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q3 2016, unchanged from Q2 2016.
  • Funds reported $109M of PennantPark Floating Rate Capital stock for Q3 2016, up 10% quarter-over-quarter.
  • 8 funds opened new PennantPark Floating Rate Capital positions in Q3 2016 and 6 closed out, a net change of +2 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q3 2016 was Ares Management, an estimated $4.06M added.
  • The largest PennantPark Floating Rate Capital seller in Q3 2016 was Morgan Stanley, an estimated $5.93M sold.

Based on aggregated 13F filings for Q3 2016.