Nuveen Fund Advisors’s PennantPark Floating Rate Capital PFLT Stock Holding History

Nuveen Fund Advisors’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-10,008	Closed	-$116K	–	26
2018 Q4	$116K	Sell	10,008 -11,502	-53%	-$145K	1.03%	38
2018 Q3	$283K	Sell	21,510 -20,342	-49%	-$276K	0.63%	64
2018 Q2	$572K	Sell	41,852 -23,666	-36%	-$321K	0.71%	47
2018 Q1	$858K	Sell	65,518 -5,430	-8%	-$71.7K	0.4%	76
2017 Q4	$973K	Sell	70,948 -33,121	-32%	-$467K	0.28%	98
2017 Q3	$1.51M	Sell	104,069 -12,049	-10%	-$172K	0.31%	100
2017 Q2	$1.64M	Sell	116,118 -7,292	-6%	-$102K	0.26%	118
2017 Q1	$1.75M	Buy	123,410 +7,578	+7%	+$105K	0.23%	146
2016 Q4	$1.63M	Sell	115,832 -3,080	-3%	-$41.6K	0.24%	141
2016 Q3	$1.57M	Buy	118,912 +16,717	+16%	+$215K	0.22%	147
2016 Q2	$1.27M	Buy	+102,195	New	+$1.23M	0.2%	150

Other funds holding PFLT

Altshuler Shaham Tel Aviv, Israel $5.54B AUM 44.68% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

LCP

LGT Capital Partners Pfaeffikon, Switzerland $1.88B AUM 20.37% 1-Year Est. Return

Polar Capital London, United Kingdom $13.5B AUM 55.9% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

PRCP

Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Nuveen Fund Advisors's PFLT Position: Q1 2019 in Review

Nuveen Fund Advisors sold out of PennantPark Floating Rate Capital (PFLT) in Q1 2019, closing a stake of 10,008 shares — an estimated $116K sold.

Nuveen Fund Advisors first reported a position in PFLT in Q2 2016 and held it in 11 quarters. The position peaked at $1.75M in Q1 2017. 101 funds tracked by Wall St. Rank hold PFLT as of Q1 2019.

Nuveen Fund Advisors reported no remaining PennantPark Floating Rate Capital position as of Q1 2019 after selling out during the quarter.
Nuveen Fund Advisors sold 10,008 PennantPark Floating Rate Capital shares in Q1 2019, an estimated $116K.
Nuveen Fund Advisors first reported a position in PennantPark Floating Rate Capital in Q2 2016 and held it in 11 quarters.
Nuveen Fund Advisors's PennantPark Floating Rate Capital position peaked at $1.75M in Q1 2017.
101 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q1 2019.

Based on Nuveen Fund Advisors's 13F filing for Q1 2019, filed 14 May 2019.