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PennantPark Floating Rate Capital

96 hedge funds and large institutions have $173M invested in PennantPark Floating Rate Capital in 2018 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 22 increasing their positions, 33 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 6

4% more funds holding

Funds holding: 9296 (+4)

1.36% less ownership

Funds ownership: 36.09%34.72% (-1.4%)

5% less capital invested

Capital invested by funds: $183M → $173M (-$9.89M)

33% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 33

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

90% less call options, than puts

Call options by funds: $68K | Put options by funds: $704K

Holders
96
Holders Change
+4
Holders Change %
+4.35%
% of All Funds
2.2%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.05%
New
11
Increased
22
Reduced
33
Closed
6
Calls
$68K
Puts
$704K
Net Calls
-$636K
Net Calls Change
-$184K
Name Holding Trade Value Shares
Change
Change in
Stake
AS
1
Altshuler Shaham
Israel
$25.7M -$65K -4,800 -0.3%
SIS
2
Sound Income Strategies
Florida
$12.7M +$1.21M +89,027 +11%
UBS Group
3
UBS Group
Switzerland
$10.8M +$147K +10,830 +1%
LCP
4
LGT Capital Partners
Switzerland
$8.2M
AM
5
Ares Management
California
$7.93M
MC
6
Muzinich & Co
New York
$7.9M -$5.4M -398,342 -41%
PAIM
7
Punch & Associates Investment Management
Minnesota
$7.7M -$3.09M -228,042 -29%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$6.95M +$116K +8,586 +2%
PRCP
9
Pacific Ridge Capital Partners
Oregon
$5.53M +$292K +21,531 +6%
Morgan Stanley
10
Morgan Stanley
New York
$4.89M +$178K +13,153 +4%
AAM
11
Advisors Asset Management
Colorado
$4.79M -$428K -31,598 -8%
RVPG
12
Relative Value Partners Group
$4.06M -$341K -25,173 -8%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$4.03M
VanEck Associates
14
VanEck Associates
New York
$3.98M +$65.2K +4,816 +2%
WFI
15
West Family Investments
California
$3.64M
Stifel Financial
16
Stifel Financial
Missouri
$3.61M +$118K +8,744 +3%
CIM
17
Corbyn Investment Management
Maryland
$3.16M -$18.2K -1,342 -0.6%
POIA
18
Pin Oak Investment Advisors
Texas
$3.02M -$27.3K -2,015 -0.9%
BRF
19
B. Riley Financial
California
$2.54M +$17.6K +1,300 +0.7%
BlackRock
20
BlackRock
New York
$2.34M -$556K -41,026 -19%
GIM
21
Greenwich Investment Management
Connecticut
$2.29M -$243K -17,930 -10%
RA
22
Resource America
New York
$2.25M
CAS
23
Cue Advisory Services
Arizona
$2.02M -$53.4K -3,941 -3%
Legal & General Group
24
Legal & General Group
United Kingdom
$2.02M +$128K +9,429 +7%
AR
25
Advisory Research
Illinois
$1.91M +$1.9M +140,033 New

PFLT Hedge Fund Activity: Q2 2018 in Review

96 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q2 2018, worth a combined $173M — down 5.4% from $183M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new PFLT positions and 6 closed out — a net gain of 5 holders — while 22 added to existing stakes and 33 trimmed.

The largest buyer was Advisory Research, opening a new position worth an estimated $1.9M. The largest seller was Muzinich & Co, cutting an estimated $5.4M.

  • 96 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q2 2018, up from 92 in Q1 2018.
  • Funds reported $173M of PennantPark Floating Rate Capital stock for Q2 2018, down 5.4% quarter-over-quarter.
  • 11 funds opened new PennantPark Floating Rate Capital positions in Q2 2018 and 6 closed out, a net change of +5 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q2 2018 was Advisory Research, an estimated $1.9M added.
  • The largest PennantPark Floating Rate Capital seller in Q2 2018 was Muzinich & Co, an estimated $5.4M sold.

Based on aggregated 13F filings for Q2 2018.