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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

61 hedge funds and large institutions have $55.7M invested in PennantPark Floating Rate Capital in 2013 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 33 increasing their positions, 6 reducing their positions, and 4 closing their positions.

Holders
61
Holders Change
+12
Holders Change %
+24.49%
% of All Funds
1.98%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
33
Reduced
6
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Janney Montgomery Scott
1
Janney Montgomery Scott
Pennsylvania
$3.35M
2
Millennium Management
2
Millennium Management
New York
$5.05M
3
BFA
3
BlackRock Fund Advisors
California
$5.89M
4
DCM
4
Dialectic Capital Management
Connecticut
$1.35M
5
Northern Trust
5
Northern Trust
Illinois
$1.84M

Top Sellers

1
TC
1
TFS Capital
Pennsylvania
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$8.58M
3
Bank of America
3
Bank of America
North Carolina
$23K
4
Goldman Sachs
4
Goldman Sachs
New York
$149K
5
PAM
5
Panagora Asset Management
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$8.58M 622,731 -49,478 -7%
BFA
2
BlackRock Fund Advisors
California
$5.89M 427,065 +156,783 +58%
Millennium Management
3
Millennium Management
New York
$5.05M 366,322 +178,448 +95%
CIM
4
Confluence Investment Management
Missouri
$4.14M 300,733 +21,962 +8%
YMRC
5
Yorktown Management & Research Company
Virginia
$3.45M 250,000 +47,544 +23%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$3.35M 243,290 +195,415 +408%
BIT
7
BlackRock Institutional Trust
California
$2.23M 161,970 +57,372 +55%
State Street
8
State Street
Massachusetts
$1.88M 136,674 +42,474 +45%
Northern Trust
9
Northern Trust
Illinois
$1.84M 133,373 +96,994 +267%
UBS AM
10
UBS AM
Illinois
$1.48M 107,213 +2,632 +3%
Vanguard Group
11
Vanguard Group
Pennsylvania
$1.45M 105,421 +79,901 +313%
AW
12
ACG Wealth
Georgia
$1.4M 101,742 -6,424 -6%
DCM
13
Dialectic Capital Management
Connecticut
$1.35M 97,788 +97,788 New
BG
14
BlackRock Group
United Kingdom
$1.11M 80,166 +80,166 New
FNYS
15
First New York Securities
New York
$938K 68,083 +16,760 +33%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$881K 63,947 +5,404 +9%
JPMorgan Chase & Co
17
JPMorgan Chase & Co
New York
$868K 62,991 +40,936 +186%
TCIM
18
TIAA CREF Investment Management
New York
$859K 62,314 +14,706 +31%
WFI
19
West Family Investments
California
$821K 59,604 – –
BI
20
Bulldog Investors
New Jersey
$785K 57,000 +57,000 New
BIM
21
BlackRock Investment Management
Delaware
$673K 48,844 +15,501 +46%
HighTower Advisors
22
HighTower Advisors
Illinois
$597K 43,330 +2,300 +6%
Bank of New York Mellon
23
Bank of New York Mellon
New York
$553K 40,125 +10,559 +36%
VFS
24
VSR Financial Services
Kansas
$533K 38,710 +19,000 +96%
BIG
25
Blackthorn Investment Group
Kansas
$457K 33,186 +33,186 New
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