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PennantPark Floating Rate Capital

107 hedge funds and large institutions have $178M invested in PennantPark Floating Rate Capital in 2019 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 31 increasing their positions, 33 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 11

11% more funds holding

Funds holding: 96107 (+11)

7% more capital invested

Capital invested by funds: $166M → $178M (+$12.4M)

0.79% more ownership

Funds ownership: 37.04%37.83% (+0.79%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

6% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 33

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $4K

Holders
107
Holders Change
+11
Holders Change %
+11.46%
% of All Funds
2.11%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
22
Increased
31
Reduced
33
Closed
11
Calls
Puts
$4K
Net Calls
-$4K
Net Calls Change
-$9K
Name Holding Trade Value Shares
Change
Change in
Stake
SIS
1
Sound Income Strategies
Florida
$25.9M +$3.08M +259,239 +14%
AS
2
Altshuler Shaham
Israel
$23.6M
LCP
3
LGT Capital Partners
Switzerland
$11.5M +$1.42M +119,655 +15%
UBS Group
4
UBS Group
Switzerland
$7.57M -$459K -38,624 -6%
Arrowstreet Capital
5
Arrowstreet Capital
Massachusetts
$6.37M +$3.84M +323,442 +162%
VanEck Associates
6
VanEck Associates
New York
$5.56M +$987K +83,114 +22%
PC
7
Polar Capital
United Kingdom
$5.36M -$3.4M -286,702 -39%
PRCP
8
Pacific Ridge Capital Partners
Oregon
$4.9M +$36.3K +3,059 +0.8%
VEA
9
Virtus ETF Advisers
New York
$4.36M +$187K +15,735 +5%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$4.34M -$659K -55,523 -13%
Morgan Stanley
11
Morgan Stanley
New York
$4.06M +$31.8K +2,678 +0.8%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$3.96M +$57.2K +4,819 +2%
MC
13
Muzinich & Co
New York
$3.67M -$1.19M -100,496 -25%
Two Sigma Investments
14
Two Sigma Investments
New York
$3.07M +$710K +59,762 +31%
BRWM
15
B. Riley Wealth Management
Tennessee
$2.99M +$51.4K +4,327 +2%
PAIM
16
Punch & Associates Investment Management
Minnesota
$2.93M -$1.38M -116,156 -33%
Two Sigma Advisers
17
Two Sigma Advisers
New York
$2.93M +$989K +83,300 +53%
POIA
18
Pin Oak Investment Advisors
Texas
$2.91M +$1.19K +100 +0%
WFI
19
West Family Investments
California
$2.83M
BlackRock
20
BlackRock
New York
$2.64M +$163K +13,730 +7%
AAM
21
Advisors Asset Management
Colorado
$2.63M -$371K -31,263 -13%
Legal & General Group
22
Legal & General Group
United Kingdom
$2.58M +$223K +18,773 +10%
CIM
23
Corbyn Investment Management
Maryland
$2.44M -$42K -3,533 -2%
CIM
24
Confluence Investment Management
Missouri
$2M -$25.5K -2,151 -1%
PA
25
PFG Advisors
Arizona
$1.89M +$70.3K +5,921 +4%

PFLT Hedge Fund Activity: Q4 2019 in Review

107 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q4 2019, worth a combined $178M — up 7.5% from $166M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new PFLT positions and 11 closed out — a net gain of 11 holders — while 31 added to existing stakes and 33 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $3.84M. The largest seller was Polar Capital, cutting an estimated $3.4M.

  • 107 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q4 2019, up from 96 in Q3 2019.
  • Funds reported $178M of PennantPark Floating Rate Capital stock for Q4 2019, up 7.5% quarter-over-quarter.
  • 22 funds opened new PennantPark Floating Rate Capital positions in Q4 2019 and 11 closed out, a net change of +11 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q4 2019 was Arrowstreet Capital, an estimated $3.84M added.
  • The largest PennantPark Floating Rate Capital seller in Q4 2019 was Polar Capital, an estimated $3.4M sold.

Based on aggregated 13F filings for Q4 2019.